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27 Sep 2013, 12:27 pm
While some of the SEC’s enforcement program going forward will involve a continuation and reinforcement of efforts begun during the administration of former Chair Mary Schapiro and former Enforcement Director Robert Khuzami, much of it will entail new initiatives. [read post]
30 Jul 2013, 6:16 am
It is too soon to predict exactly how they may reshape the program—in contrast with this period four years ago, when Chairman Mary Schapiro and Enforcement Director Robert Khuzami assumed their positions in the wake of Madoff and the financial crisis and with a mandate for major reform, the new team is moving more incrementally. [read post]
19 Jun 2013, 7:00 am
We have come a long way from the days in which Robert E. [read post]
25 Apr 2013, 6:21 am
White succeeds Elisse Walter, who replaced Mary Schapiro as Chairman in December 2012. [read post]
9 Apr 2013, 4:18 am
When Mary Schapiro announced she was stepping down, I ran a blog poll asking you to guess the next SEC Chair. [read post]
14 Feb 2013, 6:21 am
As the second term of the Obama administration begins, the SEC is experiencing a profound leadership transition, with the departures of agency Chair Mary Schapiro; Director of Enforcement Robert Khuzami; its general counsel; the director of Corporation Finance; and the director of Trading and Markets. [read post]
6 Feb 2013, 9:28 am
Symposium Schedule - February 28, 2013 8:00 am – 8:50 amRegistration and Breakfast 8:50 am - 9:00 am Introduction Dean Robert Schapiro, Emory University School of Law 9:00 am – 10:30 amCorporate Panel: Municipal Restructuring Moderator: Gary Marsh, McKenna Long & Aldridge LLP Patrick Darby, Partner, Bradley Arant Boult Cummings Mark Kaufman, Partner, McKenna Long & Aldridge LLP Marc Levinson, Partner, Orrick Eric Schaffer, Partner, Reed… [read post]
4 Feb 2013, 10:11 am
Respectfully submitted, Robert L. [read post]
4 Feb 2013, 5:11 am
Respectfully submitted, Robert L. [read post]
24 Jan 2013, 6:22 am
Most notably, on January 9, 2013, the SEC announced that Robert Khuzami would step down as Director of Enforcement. [read post]
22 Jan 2013, 6:59 am
Schmidt As first reported by Professors Lucian Bebchuk and Robert J. [read post]
9 Jan 2013, 10:23 am
Khuzami was one of Mary Schapiro's first appointments when she became Chairman, brought in to... [read post]
3 Jan 2013, 11:11 am
Robert A.G. [read post]
28 Dec 2012, 9:23 am
Read the SEC complaint here.Enforcement Chief Kuzami Rumored to Leave Last week, both Bloomberg and the Wall Street Journal reported that SEC Enforcement Division director Robert Khuzami was stepping down from his post. [read post]
26 Nov 2012, 11:37 am
TweetFollowing several months of speculation, Dealbook first reported this morning that Mary Schapiro will step down as Chairman of the Securities and Exchange Commission. [read post]
30 Oct 2012, 6:11 am
Rosenberg (‘83), Mary Schapiro, Anne Sheehan, Larry Sonsini, Adair Turner, Elisse B. [read post]
24 Oct 2012, 12:00 am
Schapiro, pushed for the elimination of flash orders back in late 2009. [read post]
19 Oct 2012, 5:06 am
Schapiro SEC Reign Nears End With Rescue Mission Not Done by Joshua Gallu and Robert Schmidt in Bloomberg It’s not surprising that Schapiro’s frustrations boiled over that August evening. [read post]
13 Sep 2012, 7:07 am
Robert Thompson, a law professor from Georgetown, echoes that. [read post]
6 Sep 2012, 1:53 am
Every fall since I first started writing this blog, I have assembled a list of the current hot topics in the world of directors’ and officers’ liability. [read post]
