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1 Dec 2011, 12:15 pm
" In a statement issued that afternoon (discussed here), SEC Director of Enforcement Robert Khuzami accused the Court of overlooking "the fact that securities law generally limits the disgorgement amount the SEC can recover to Citigroup's ill-gotten gains, plus a penalty in an amount up to a defendant's gain," asserting that the limitations was the "reason that [the SEC] sought to recover close to $300 million," and not a larger amount. [read post]
30 Sep 2009, 5:00 am
The new Division Director is Robert Khuzami. [read post]
14 May 2012, 3:28 am
Who can forget the image of Katzenbach, as Robert Kennedy’s deputy attorney general, in his historic confrontation with George Wallace over integration of the University of Alabama. [read post]
28 Feb 2008, 8:11 am
Thrower Symposium -- The New Federalism: Plural Governance in a Decentered World Robert B. [read post]
13 Apr 2011, 8:43 am
SEC Chair Mary Schapiro said that the SEC and CFTC are very focused on joint rulemaking. [read post]
24 Feb 2009, 11:44 am
A former federal prosecutor in Manhattan, Robert Khuzami, has been named enforcement chief of the Securities and Exchange Commission. [read post]
13 May 2011, 9:49 am
In a letter to SEC Chair May Schapiro, Commerce Committee Chair Jay Rockefeller (D-WV) said that it is essential that corporate managers know their responsibility for disclosing information security risks. [read post]
5 Apr 2012, 6:38 am
Division of Enforcement Director Robert Khuzami echoed these remarks, saying that the agency’s risk-based initiatives are paying off and that the SEC is being more proactive, which has, in his view, resulted in more deterrence. [read post]
6 Feb 2013, 9:28 am
Symposium Schedule - February 28, 2013 8:00 am – 8:50 amRegistration and Breakfast 8:50 am - 9:00 am Introduction Dean Robert Schapiro, Emory University School of Law 9:00 am – 10:30 amCorporate Panel: Municipal Restructuring Moderator: Gary Marsh, McKenna Long & Aldridge LLP Patrick Darby, Partner, Bradley Arant Boult Cummings Mark Kaufman, Partner, McKenna Long & Aldridge LLP Marc Levinson, Partner, Orrick Eric Schaffer, Partner, Reed… [read post]
25 Apr 2013, 6:21 am
White succeeds Elisse Walter, who replaced Mary Schapiro as Chairman in December 2012. [read post]
24 Jan 2013, 6:22 am
Most notably, on January 9, 2013, the SEC announced that Robert Khuzami would step down as Director of Enforcement. [read post]
28 Dec 2012, 9:23 am
Read the SEC complaint here.Enforcement Chief Kuzami Rumored to Leave Last week, both Bloomberg and the Wall Street Journal reported that SEC Enforcement Division director Robert Khuzami was stepping down from his post. [read post]
4 Feb 2013, 10:11 am
Respectfully submitted, Robert L. [read post]
17 Apr 2008, 11:19 pm
Robert B. [read post]
13 Feb 2011, 11:46 am
In the wake of a breach of NASDAQ computer systems by hackers, Senator Robert Menendez (D-NJ) asked the SEC to investigate the extent to which hacking can disrupt trading platforms at national exchanges and what steps can be taken to prevent that. [read post]
27 Apr 2012, 10:39 am
Congratulations to Emory University School of Law, where, as announced in passing here, the new dean Robert Schapiro has brought our own Mary Dudziak to the faculty. [read post]
27 Jan 2011, 7:57 am
Professor of Law; Associate Dean for Academic Affairs Vincent Rougeau, University of Notre Dame Professor of Law Robert Schapiro, Emory University Professor of Law; Associate Vice Provost for Academic Affairs [read post]
15 Jul 2008, 4:07 pm
US Senators Herbert Kohl (Wisc) and Robert Casey (Pa) have introduced the Senior Investor Protections Enhancement Act, a bill that would add a $50,000 fine to any penalties that came with defrauding investors over 62 years of age. [read post]
5 Oct 2009, 4:00 am
Robert Khuzami, the Director of the Division of Enforcement, has proposed a number of reforms connected to the investigative process. [read post]
26 Mar 2010, 8:27 pm
"Judge Stanton asked Schapiro whether anyone had asked Sandoval directly who had leaked to him; Schapiro indicated that Sandoval had declined to reveal his source's identity during a conversation with a Google PR representative. [read post]
