Search for: "Robert Schapiro" Results 41 - 60 of 172
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28 Dec 2012, 9:23 am by Andrew R. Trafford
   Read the SEC complaint here.Enforcement Chief Kuzami Rumored to Leave Last week, both Bloomberg and the Wall Street Journal reported that SEC Enforcement Division director Robert Khuzami was stepping down from his post. [read post]
27 Nov 2012, 8:16 pm
Schapiro can only be as a comparison to her deplorable predecessor. [read post]
19 Oct 2012, 5:06 am by Doug Cornelius
Schapiro SEC Reign Nears End With Rescue Mission Not Done by Joshua Gallu and Robert Schmidt in Bloomberg It’s not surprising that Schapiro’s frustrations boiled over that August evening. [read post]
6 Sep 2012, 1:53 am by Kevin LaCroix
Every fall since I first started writing this blog, I have assembled a list of the current hot topics in the world of directors’ and officers’ liability. [read post]
22 Aug 2012, 3:53 pm by Mike Delikat
The SEC’s Director of Enforcement Robert Khuzami said “the whistleblower provided the exact kind of information and cooperation that [the Commission] was hoping the whistleblower program would attract. [read post]
6 Aug 2012, 7:34 am by admin
”   New York City Housing Authority board member Margarita Lopez isn’t impressed by Daily News coverage of the Housing Authority mess or by  News reporter Rich Schapiro. [read post]
6 Aug 2012, 4:20 am by Broc Romanek
" Robert Rapp of Calfee Halter responded: As one of the handful of NYSE "Designated Market Makers" (DMMs), Knight is a major market participant with the responsibility, among others, to conduct both physical and completely automated auctions for several hundred NYSE listed stocks assigned to it, and to maintain an orderly market in those stock. [read post]
3 Aug 2012, 10:11 pm by tekEditor
Schapiro, called the Wednesday episode unacceptable and said that her staff would “convene a round table in the coming weeks to discuss further steps that can be taken to address these critical issues. [read post]
31 Jul 2012, 7:43 am by Danielle Citron
 He served as the Associate Dean of Research for the then-Interim and now permanent Dean of Emory Law School Robert Schapiro (who also is a CoOp guest). [read post]
17 Jul 2012, 10:34 am by Paul McGreal
 McPherson, Schapiro, and Winston, Paying the Piper: Productivity, Incentives, and Financing in U.S. [read post]
6 Jul 2012, 1:46 pm
According to Securities and Exchange Commission Division of Investment Management deputy director Robert Plaze, the division is ready to recommend new reforms for mutual market funds as soon as Chairman Mary Schapiro gives the go ahead. [read post]
11 Jun 2012, 11:55 am by Usha Rodrigues
  What follows is a tick-tock description of  that day, culminating in SEC Chairman Mary's Schapiro's call to Greifeld to ask for explanations on the offering. [read post]
31 May 2012, 9:13 pm
Schapiro and Gensler testified in front of the Senate Banking Committee on May 22. [read post]