Search for: "Robert Schapiro" Results 81 - 100 of 104
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
17 Jul 2012, 10:34 am by Paul McGreal
McPherson, Schapiro, and Winston, Paying the Piper: Productivity, Incentives, and Financing in U.S. [read post]
22 Aug 2012, 3:53 pm by Mike Delikat
The SEC’s Director of Enforcement Robert Khuzami said “the whistleblower provided the exact kind of information and cooperation that [the Commission] was hoping the whistleblower program would attract.” [read post]
18 Jul 2009, 7:31 am
New Director of Enforcement Division and More Changes In February, Chairman Schapiro announced the appointment of Robert Khuzami, a former federal prosecutor and investment bank general counsel, as the new Director of the Division of Enforcement. [read post]
28 May 2009, 6:17 am
Chairman Mary Schapiro and Director of Enforcement Robert Khuzami have focused on speeding up the process of conducting investigations and bringing cases. [read post]
6 Apr 2018, 6:29 am by John Jascob
Robert Khuzami was named Enforcement Director in March 2009, only a few months after Bernard Madoff’s Ponzi scheme had been revealed. [read post]
15 Mar 2012, 9:53 am by William McGrath
The Stanford Ponzi Case On March 6, 2012, Robert Allen Stanford was convicted for his decades-long Ponzi scheme that bilked investors of over $7 billion. [read post]
6 Aug 2012, 4:20 am by Broc Romanek
Robert Rapp of Calfee Halter responded: As one of the handful of NYSE "Designated Market Makers" (DMMs), Knight is a major market participant with the responsibility, among others, to conduct both physical and completely automated auctions for several hundred NYSE listed stocks assigned to it, and to maintain an orderly market in those stock. [read post]
24 Feb 2010, 5:06 pm by James Hamilton
Robert Cook, Director of the Division of Trading and Markets, said that this part of the rule is intended to boost investor confidence by assuring them that sales are being made by investors taking a long view of a company’s fundamentals.SEC Chair Mary Schapiro acknowledged that short selling can have a beneficial impact on the market. [read post]
18 Aug 2010, 4:53 pm by James Hamilton
In a letter to SEC Chair Mary Schapiro, the senators also urged the Commission to require companies to explicitly justify why they have not brought those liabilities onto the balance sheet. [read post]
16 Nov 2010, 6:06 pm by Frank Pasquale
The OFR is one of the few entities actually empowered to accomplish what Cantor is calling on Schapiro to do.I can understand Cantor's idees-fixes here, and certainly Dodd-Frank as a whole may have some utterly perverse unintended consequences. [read post]
28 May 2010, 7:16 am by Erin Miller
Briefly: At Concurring Opinions, Robert Schapiro comments on the potential implications that the Court’s recent decision in United States v. [read post]
27 Sep 2013, 12:27 pm by Jim Meyers
  While some of the SEC’s enforcement program going forward will involve a continuation and reinforcement of efforts begun during the administration of former Chair Mary Schapiro and former Enforcement Director Robert Khuzami, much of it will entail new initiatives. [read post]
10 Mar 2008, 6:25 am
As Raz, Horwitz, Robert Schapiro, and others have noted, this means that the decisionmaker must adopt others' decisions that the decisionmaker thinks are incorrect on their merits, trusting in the superior expertise of the authoritative decisionmaker. [read post]
29 Dec 2011, 10:27 am by William McGrath
The Director of the Division of Enforcement, Robert Khuzami, was formerly was with the U.S. [read post]
10 Nov 2020, 7:19 am by John Jascob
Lee also has suggested how the SEC could pursue regulations with a greater mix of prescriptive and principles-based requirements, an issue she debated in an extended colloquy with Republican Commissioner Hester Peirce at the end of the Commission’s open meeting to adopt further revisions to Regulation S-K in August 2020.Former Commissioner Robert Jackson, Jr. could be another potential candidate. [read post]
24 Oct 2012, 12:00 am by My name
Schapiro, pushed for the elimination of flash orders back in late 2009. [read post]
15 Dec 2011, 7:40 am by William McGrath
As described here, Robert Khuzami, the SEC Director of the Division of Enforcement, issued a statement that day (available here) claiming that Judge Rakoff "ignore[d] decades of established practice throughout federal agencies and decisions of the federal courts." [read post]