Search for: "Robert Schapiro" Results 81 - 100 of 110
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13 Feb 2011, 11:46 am by James Hamilton
In the wake of a breach of NASDAQ computer systems by hackers, Senator Robert Menendez (D-NJ) asked the SEC to investigate the extent to which hacking can disrupt trading platforms at national exchanges and what steps can be taken to prevent that. [read post]
31 Jan 2011, 12:44 pm
I recently had the opportunity to meet and discuss the developing rules for the new SEC Whistleblower program with SEC Chairman Mary Schapiro, Director of Division of Enforcement Robert Khuzami, and SEC staff, as well as separately with each of the other Commissioners Luis A. [read post]
27 Jan 2011, 7:57 am by Dan Filler
Professor of Law; Associate Dean for Academic Affairs Vincent Rougeau, University of Notre Dame Professor of Law Robert Schapiro, Emory University Professor of Law; Associate Vice Provost for Academic Affairs [read post]
21 Nov 2010, 1:00 pm
SEC Chair Mary Schapiro and Director of Enforcement Robert Khuzami seem dedicated to invigorating the SEC's enforcement efforts. [read post]
16 Nov 2010, 6:06 pm by Frank Pasquale
The OFR is one of the few entities actually empowered to accomplish what Cantor is calling on Schapiro to do.I can understand Cantor's idees-fixes here, and certainly Dodd-Frank as a whole may have some utterly perverse unintended consequences. [read post]
18 Aug 2010, 4:53 pm by James Hamilton
In a letter to SEC Chair Mary Schapiro, the senators also urged the Commission to require companies to explicitly justify why they have not brought those liabilities onto the balance sheet. [read post]
6 Jul 2010, 9:28 am by Steve Hall
It's the kind of claim you almost have to be a lawyer to make it sound even plausible," said Robert Schapiro, a professor of constitutional law at Emory Law School. [read post]
28 May 2010, 7:16 am by Erin Miller
Briefly: At Concurring Opinions, Robert Schapiro comments on the potential implications that the Court’s recent decision in United States v. [read post]
12 Apr 2010, 5:19 pm by Michael Perry
My Emory colleague Robert Schapiro, who clerked for Justice Stevens in 1991-92, had this to say today, at CNN.com: What Justice Stevens stood for (CNN) -- With the retirement of Justice John Paul Stevens, the United States Supreme Court loses a judge with an unusual ability to get the big things right by getting the little things right. [read post]
26 Mar 2010, 8:27 pm by Ben Sheffner
Judge Stanton asked Schapiro whether anyone had asked Sandoval directly who had leaked to him; Schapiro indicated that Sandoval had declined to reveal his source's identity during a conversation with a Google PR representative. [read post]
24 Feb 2010, 5:06 pm by James Hamilton
Robert Cook, Director of the Division of Trading and Markets, said that this part of the rule is intended to boost investor confidence by assuring them that sales are being made by investors taking a long view of a company’s fundamentals.SEC Chair Mary Schapiro acknowledged that short selling can have a beneficial impact on the market. [read post]
In our 2009 “Mid-Year Review of SEC Enforcement,” we reviewed the transformation that had begun in 2009 at the SEC’s Division of Enforcement under the agency’s new Chairman, Mary Schapiro, and the Division’s new Director, Robert Khuzami, as well as the measurable increase in enforcement activity that had resulted. [read post]
5 Nov 2009, 2:39 pm
Emory law professor Robert Schapiro has an op ed arguing that the federal mandate requiring individuals to purchase health insurance included in the current health care bill is both constitutional and consistent with federalism [HT: Alison Schmauch]. [read post]
20 Oct 2009, 3:27 pm
NEW AGGRESSIVENESS Outsiders say the SEC under Schapiro and Khuzami is moving quickly on high-profile enforcement cases to help the agency regain its luster. [read post]
9 Oct 2009, 5:58 am
Schapiro Deputy Chief of Staff Securities and Exchange Commission Jeffrey Gordon Alfred W. [read post]
14 Aug 2009, 6:45 am
(Editor's Note: This post below is a transcript of remarks by Robert Khuzami, Director of the Division of Enforcement of the Securities and Exchange Commission, to The Association of the Bar of the City of New York last week.) [read post]