Search for: "Robert Schapiro"
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29 Dec 2011, 10:27 am
The Director of the Division of Enforcement, Robert Khuzami, was formerly was with the U.S. [read post]
15 Dec 2011, 7:40 am
As described here, Robert Khuzami, the SEC Director of the Division of Enforcement, issued a statement that day (available here) claiming that Judge Rakoff "ignore[d] decades of established practice throughout federal agencies and decisions of the federal courts. [read post]
7 Dec 2011, 6:07 am
As our Interim Dean Robert Schapiro wrote of David,'Those of you who had the privilege of knowing David know that his mind held an enviable balance: a storehouse of legal history coupled with a capacity to explore innumerable questions ranging from how custom provides the basis for law to who rightfully owned the lost personal artifacts of the H.M.S. [read post]
2 Dec 2011, 10:32 am
Chairs Mary Schapiro and Gary Gensler were closely questioned by committee Chair Debbie Stabenow (D-MI) and ranking member Pat Roberts (R-KS) about the agencies’ oversight of the failed firm.MF Global traded both securities and commodities derivatives, although the securities side was small, consisting of only about 400 accounts. [read post]
1 Dec 2011, 12:15 pm
" In a statement issued that afternoon (discussed here), SEC Director of Enforcement Robert Khuzami accused the Court of overlooking "the fact that securities law generally limits the disgorgement amount the SEC can recover to Citigroup's ill-gotten gains, plus a penalty in an amount up to a defendant's gain," asserting that the limitations was the "reason that [the SEC] sought to recover close to $300 million," and not a larger amount. [read post]
24 Oct 2011, 9:05 am
Schapiro, pushed for the elimination of flash orders back in late 2009. [read post]
12 Oct 2011, 6:57 am
Rosenberg (‘83), Mary Schapiro, James S. [read post]
16 Sep 2011, 8:24 am
They program began with a welcome from Dean Robert Schapiro and an introduction by Professor Dorothy Brown. [read post]
26 Aug 2011, 2:00 am
In this post, Robert Brown explains the process for matters under investigation (MUI’s) and other issues surrounding the retention of these types of documents. [read post]
Following Judge Sutton’s rejection of the “inactivity” argument, the Supreme Court can take its time
5 Aug 2011, 1:00 pm
This essay is written for our symposium by Robert Schapiro, interim dean of the Emory University School of Law, where he also serves as a Director of the Center on Federalism and Intersystemic Governance. [read post]
2 Aug 2011, 4:03 pm
Robert Menendez (D-N.J.), will hopefully curb unaccountable political spending by company executives, while giving shareholders a say in whether a company should get involved in electoral politics. [read post]
2 Aug 2011, 9:59 am
After almost two years of investigation by the Securities and Exchange Commission, Overstock.com (NASDAQ: OSTK), also known as O.co, faces a possible enforcement action and sanctions arising from certain accounting violations reported in this blog. [read post]
1 Aug 2011, 1:24 pm
Casey, Baker Hostetler Robert Schapiro, Emory University School of Law Steven Schwinn, John Marshall Law School Ilya Shapiro, Cato Institute Ilya Somin, George Mason University School of Law Laurence Tribe, Harvard Law School Adam Winkler, University of California Los Angeles School of Law Elizabeth Wydra, Constitutional Accountability Center Next week we will feature responses to the posts published this week. [read post]
22 Jul 2011, 5:53 am
Morgan, Robert H. [read post]
22 Jul 2011, 5:47 am
Morgan, Robert H. [read post]
21 Jul 2011, 10:06 am
Chair Mary Schapiro, Director of Enforcement Robert Khuzami, and other staff such as Steve Cohen, Jordan Thomas, and Sarit Klein put more than considerable thought and effort in refining the SEC whistleblower rules announced in May 2011. [read post]
8 Jul 2011, 11:00 am
On last year’s cover, SEC Chairman Mary Schapiro appeared in the center spot where Greenspan had posed. [read post]
5 Jul 2011, 3:56 am
After being a finalist in several dean searches this year (and declining at least one appealing offer) Robert Schapiro has been named the new interim dean at Emory Law School. [read post]
29 Jun 2011, 5:34 am
More Data to Public At the June 22 open meeting, SEC Chairman Mary Schapiro said the new rules will fill a key regulatory gap by allowing the SEC and investors insight into the formerly opaque world of hedge and private equity funds. [read post]
16 Jun 2011, 2:38 pm
Robert Khuzami, the SEC director of enforcement, said in a letter to Sen. [read post]
