Search for: "Robert Schapiro"
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16 Jun 2011, 2:38 pm
Robert Khuzami, the SEC director of enforcement, said in a letter to Sen. [read post]
2 Jun 2011, 7:33 am
” “I believe that the final recommendation strikes the correct balance,” SEC Chairman Mary Schapiro said. [read post]
1 Jun 2011, 7:45 am
According to Chairman Schapiro, this change was made to address concerns that the proposed rules “sought to exclude too many important, potential whistleblowers. [read post]
25 May 2011, 11:33 am
” Enforcement Division head Robert Khuzami defended the rules. [read post]
19 May 2011, 4:28 am
Aguilar typically sides with Chairman Mary Schapiro and Commissioner Elisse Walter, who occupy the other two Democratic seats. [read post]
13 May 2011, 9:49 am
In a letter to SEC Chair May Schapiro, Commerce Committee Chair Jay Rockefeller (D-WV) said that it is essential that corporate managers know their responsibility for disclosing information security risks. [read post]
10 May 2011, 9:10 am
Robert Cook, director of the SEC’s Division of Trading and Markets, told the commissioners that the proposed definitions are “vital” because they would set out the scope of the products subject to regulation and to the antifraud provisions of the federal securities laws. [read post]
5 May 2011, 4:00 am
There were three finalists for the Fordham deanship: Tom Lee, Robert Schapiro, and David Partlett. [read post]
30 Apr 2011, 5:27 pm
Possible securities lawsuit targets are the Robert R. [read post]
21 Apr 2011, 9:30 pm
George Washington University School of Law has narrowed its dean search to two finalists: Paul Berman, from Arizona State, and Robert Schapiro, from Emory. [read post]
13 Apr 2011, 3:16 pm
Robert Brown, a securities law professor at the University of Denver. [read post]
13 Apr 2011, 8:43 am
SEC Chair Mary Schapiro said that the SEC and CFTC are very focused on joint rulemaking. [read post]
1 Mar 2011, 5:45 am
For those with archival interests, and with apologies for incomplete data which I'm not going to bother updating at this point, here are prior lists: 2008-09 Law School Dean Search List 2009-10 Law School Dean Search List Albany (Dean Thomas Guernsey serving until summer 2011) (Roger Abrams, Jim Chen, Mike Madison, Anna Williams Shavers and Larry Solan finalists) Arkansas (Dean Cynthia Nance serving until summer 2011) (search committee here) Boston College (George… [read post]
18 Feb 2011, 1:29 pm
" Robert Khuzami, Director of the SEC's Division of Enforcement, praised Mr. [read post]
13 Feb 2011, 11:46 am
In the wake of a breach of NASDAQ computer systems by hackers, Senator Robert Menendez (D-NJ) asked the SEC to investigate the extent to which hacking can disrupt trading platforms at national exchanges and what steps can be taken to prevent that. [read post]
2 Feb 2011, 5:30 am
Jeffers Courtroom (3.140) Author: Robert Schapiro, Polyphonic Federalism: Toward the Protection of Fundamental Rights Discussant: Louise Weinberg Moderator: Ernie Young 2:30—3:45 p.m. [read post]
31 Jan 2011, 12:44 pm
I recently had the opportunity to meet and discuss the developing rules for the new SEC Whistleblower program with SEC Chairman Mary Schapiro, Director of Division of Enforcement Robert Khuzami, and SEC staff, as well as separately with each of the other Commissioners Luis A. [read post]
27 Jan 2011, 7:57 am
Professor of Law; Associate Dean for Academic Affairs Vincent Rougeau, University of Notre Dame Professor of Law Robert Schapiro, Emory University Professor of Law; Associate Vice Provost for Academic Affairs [read post]
17 Jan 2011, 2:34 pm
In addition to chapters by the editors, James Gardner and Jim Rossi, the collection includes chapters by Neal Devins, Helen Hershkoff, Jacob Levy, Daniel Rodriguez, Lawrence Sager, and Robert Schapiro. [read post]
21 Nov 2010, 1:00 pm
SEC Chair Mary Schapiro and Director of Enforcement Robert Khuzami seem dedicated to invigorating the SEC's enforcement efforts. [read post]
