Search for: "Robert Schapiro" Results 121 - 140 of 172
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9 Feb 2009, 5:00 am
  Schapiro apparently wants someone "tough" to take over the Division. [read post]
22 Aug 2012, 3:53 pm by Mike Delikat
The SEC’s Director of Enforcement Robert Khuzami said “the whistleblower provided the exact kind of information and cooperation that [the Commission] was hoping the whistleblower program would attract. [read post]
28 Apr 2012, 2:00 am
Most important is that the law school is at the beginning of a promising era, with the appointment of Robert Schapiro as Dean, which has generated much excitement on campus. [read post]
16 Jun 2011, 2:38 pm by John G. Rich
Robert Khuzami, the SEC director of enforcement, said in a letter to Sen. [read post]
21 Nov 2010, 1:00 pm
SEC Chair Mary Schapiro and Director of Enforcement Robert Khuzami seem dedicated to invigorating the SEC's enforcement efforts. [read post]
23 Apr 2012, 11:50 am by William McGrath
Wadhwa faced, as well as detailing how things have changed in recent years (particularly with the appointments of Mary Schapiro and Robert Khuzami). [read post]
27 Apr 2012, 11:29 am by Mary L. Dudziak
  Most important is that the law school is at the beginning of a promising era, with the appointment of Robert Schapiro as Dean, which has generated much excitement on campus. [read post]
16 Jun 2011, 2:38 pm
Robert Khuzami, the SEC director of enforcement, said in a letter to Sen. [read post]
19 May 2011, 4:28 am by Broc Romanek
Aguilar typically sides with Chairman Mary Schapiro and Commissioner Elisse Walter, who occupy the other two Democratic seats. [read post]
18 Jul 2009, 7:31 am
New Director of Enforcement Division and More Changes In February, Chairman Schapiro announced the appointment of Robert Khuzami, a former federal prosecutor and investment bank general counsel, as the new Director of the Division of Enforcement. [read post]
1 Jun 2011, 7:45 am by Kara OBrien
According to Chairman Schapiro, this change was made to address concerns that the proposed rules “sought to exclude too many important, potential whistleblowers. [read post]
2 Jun 2011, 7:33 am by admin
” “I believe that the final recommendation strikes the correct balance,” SEC Chairman Mary Schapiro said. [read post]
28 May 2009, 6:17 am
Chairman Mary Schapiro and Director of Enforcement Robert Khuzami have focused on speeding up the process of conducting investigations and bringing cases. [read post]
6 Apr 2018, 6:29 am by John Jascob
Robert Khuzami was named Enforcement Director in March 2009, only a few months after Bernard Madoff’s Ponzi scheme had been revealed. [read post]
29 Jun 2011, 5:34 am by admin
More Data to Public At the June 22 open meeting, SEC Chairman Mary Schapiro said the new rules will fill a key regulatory gap by allowing the SEC and investors insight into the formerly opaque world of hedge and private equity funds. [read post]
6 Aug 2012, 4:20 am by Broc Romanek
" Robert Rapp of Calfee Halter responded: As one of the handful of NYSE "Designated Market Makers" (DMMs), Knight is a major market participant with the responsibility, among others, to conduct both physical and completely automated auctions for several hundred NYSE listed stocks assigned to it, and to maintain an orderly market in those stock. [read post]
24 Feb 2010, 5:06 pm by James Hamilton
Robert Cook, Director of the Division of Trading and Markets, said that this part of the rule is intended to boost investor confidence by assuring them that sales are being made by investors taking a long view of a company’s fundamentals.SEC Chair Mary Schapiro acknowledged that short selling can have a beneficial impact on the market. [read post]
6 Jul 2010, 9:28 am by Steve Hall
"It's the kind of claim you almost have to be a lawyer to make it sound even plausible," said Robert Schapiro, a professor of constitutional law at Emory Law School. [read post]