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Update on Lucia v. SEC and the Constitutionality of ALJs
22 Jun 2018, 7:08 am by Alan Brackett
The post Update on Lucia v. [read post]
LHWCA, DBA & WHCA - https://mblb.com/lhwca-dba-whca/
Platt on SEC Registration as Consent to Administrative Adjudication
27 Mar 2024, 4:05 pm by Lawrence Solum
  Here is the abstract: In SEC v. [read post]
Legal Theory Blog - https://lsolum.typepad.com/legaltheory/
Supreme Court Applies Five-Year Statute of Limitations to SEC Disgorgement Claims
7 Jun 2017, 6:05 am
SEC expands upon its 2013 decision in Gabelli v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
A New Era of Extraterritorial SEC Enforcement Actions
9 Jun 2019, 8:18 am
SEC v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
How the SEC Can Evade Jarkesy’s Impact
15 Apr 2024, 9:05 pm by renholding
In SEC v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Supreme Court Ruling on SEC-Appointed Judges
16 Jul 2018, 6:25 am
On June 21, 2018, the Supreme Court ruled in Lucia v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
AG & FOOD LAW UPDATE: APRIL 8th, 2019
8 Apr 2019, 5:18 am by Cody Bassham
ALEXANDER ACOSTA, Sec’y of Labor, Dep’t of Labor, Plaintiff-Appellee, v. [read post]
The Ag & Food Law Blog - http://nationalaglawcenter.org/ag-and-food-law-blog
SEC Alleges Pump-and-Dump Scheme Against Jammin’ Java Corp. d/b/a Marley Coffee
18 Dec 2015, 6:54 am by Lax & Neville LLP
Al-Barwani, Alexander J. [read post]
New York Securities Lawyer Blog - http://www.newyorksecuritieslawyerblog.com/
Still Standing: SEC Disgorgement Survives with Limitations
24 Jun 2020, 10:46 am by E. Andrew Southerling, Louis D. Greenstein, Nathan R. Pittman and Gilbert C. Dickey
  SEC v. [read post]
Subject to Inquiry - http://www.subjecttoinquiry.com/
Guest Post: SEC’s In-House Adjudication Deemed Unconstitutional by Fifth Circuit
31 May 2022, 5:57 am by Kevin LaCroix
On May 18, 2022, the Fifth Circuit held in Jarkesy v. [read post]
The D & O Diary - http://www.dandodiary.com/
Can Initial Coin Offerings Be Regulated As Securities? The SEC Says Yes.
29 Aug 2017, 6:00 am by Alexander J. Davie
The SEC applied the classic three-prong test enunciated in SEC v. [read post]
Strictly Business - http://www.strictlybusinesslawblog.com/
SEC announces new whistleblower award opportunities
2 Oct 2012, 1:08 pm by Richard Renner
By the way, tomorrow is the last day to file claims for awards against Quantek Asset Management, LLC, Bulltick Capital Markets Holdings, LP, Javier Guerra, and Ralph Patino, James Roland Dial, Evan Nicolas Jarvis, and Alexander W. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Redefining Agency Power: The Impact of Loper Bright and Jarkesy on the Administrative State
12 Mar 2024, 12:27 pm by Race to the Bottom
May 1, 2023) and SEC v. [read post]
The Race to the Bottom - https://www.theracetothebottom.org/rttb
SEC Allegations Against Broker Accused of Fraudulent Trading Scheme Involving Archer Alexander Securities Corp. Will Not Be Dismissed, Says Court
24 May 2007, 1:04 pm
Related Web Resources: Securities and Exchange Commission v. [read post]
Stock Broker Fraud Blog - http://www.stockbrokerfraudblog.com/
August 2015 SEC Whistleblower Awards List
30 Sep 2015, 5:07 am by Mary Jane Wilmoth
Frank TamayoCase Number: 14-cv-05844 (United States District Court for the District of New Jersey)Case Filed: September 19, 2014Qualifying Judgment/Order: July 14, 2015 8/31/2015 11/29/2015 2015-77 SEC v. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Securities and Exchange Commission Whistleblower Awards List
1 Mar 2013, 11:56 am by Mary Jane Wilmoth
Igor Poteroba, Aleksey Koval and Alexander VorobievCase number: 10-cv-2667 (United States District Court for the Southern District of New York)Case filed: March 24, 2010Qualifying judgment/order: January 15, 2013 02/08/2013 05/09/2013 2013-12 SEC v. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
October – December 2015 SEC Whistleblower Awards List
20 Jan 2016, 5:21 am by Mary Jane Wilmoth
Billy Wayne McClintock, individually, and dba MSC Holdings, Dianne Alexander aka Linda Dianne Alexander Case number: 12-cv-04028 (United States District Court for the Northern District of Georgia) Case filed: November 19, 2012 Qualifying Judgment/Order: September 15, 2015 11/30/2015 2/28/2016 2015-119 SEC v. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
The JOBS Act, a Year Later – Part 7: Titles V and VI and Concluding Thoughts
17 Jun 2013, 11:06 am by Alexander J. Davie
© 2013 Alexander J. [read post]
Strictly Business - http://www.strictlybusinesslawblog.com/
Fourth Circuit rules mortgage servicer violated Maryland Consumer Debt Collection Act by charging convenience fees for phone or online payments
2 Feb 2022, 11:43 am by Reid F. Herlihy
In Alexander v. [read post]
CFPB Monitor - http://www.cfpbmonitor.com
Sheep in Wolves’ Clothing, by Christine Kexel Chabot
23 May 2022, 7:07 pm by Guest Author
The Fifth Circuit’s recent decision invalidating tenure protections for SEC Administrative Law Judges (“ALJs”) in Jarkesy v. [read post]
Notice & Comment - https://www.yalejreg.com/nc/