Search for: "SEC v. American Pension Services"
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30 Nov 2007, 7:33 am
AFSCME and several state pension funds, including the nation's largest, the California Public Employees' Retirement System (CalPERS), sent letters to the SEC in mid-November urging Cox to let the AFSCME v. [read post]
11 Aug 2011, 12:18 pm
Bob Monks has a lot to say about Business Roundtable v. [read post]
18 Jul 2009, 7:31 am
Mary Schapiro was sworn in on January 27, 2009 as the twenty-ninth Chairman of the SEC. [read post]
2 Jun 2016, 5:23 am
American Pension Services, Inc., and Curtis L. [read post]
30 Sep 2010, 6:45 am
Court of Appeals, Second CircuitBusiness Law Judge Exceeded Authority in Ordering Wiretaps Turned Over to SEC in Galleon Case Securities and Exchange Commission v. [read post]
24 Sep 2010, 7:00 am
SEC v. [read post]
9 Nov 2007, 6:45 am
AIG decision, where a federal appeals court ruled that the SEC improperly allowed the omission of an access proposal at American International Group. [read post]
1 Feb 2010, 6:36 am
The five units will be as follows: The Asset Management Unit to focus on investment advisers, investment companies, hedge funds and private equity funds; The Market Abuse Unit to focus on large-scale market abuses and complex manipulation schemes by institutional traders, market professionals and others; The Structured and New Products Unit to focus on complex derivatives and financial products, such as credit default swaps, collateralized debt obligations and other securitized products; The… [read post]
24 Apr 2024, 5:57 am
As Sec. [read post]
1 Feb 2023, 9:01 pm
”[24] As private companies have gained increasingly large market power and as the pool of accredited investors has expanded – including venture capital, private equity funds, mutual funds, pension funds, and individuals that meet the requisite wealth thresholds – the de facto presumption that accredited investors need no disclosure isn’t panning out. [read post]
19 Oct 2021, 10:10 am
Jan. 27, 2016); Bartnett v. [read post]
23 Apr 2010, 6:09 am
Editor’s Note: Andrea Unterberger is Assistant General Counsel and the Director of CSC Media at Corporation Service Company. [read post]
21 Nov 2007, 8:34 am
The SEC took "no view" on corporate requests to exclude access proposals this year after a U.S. appeals court ruled that the agency improperly allowed American International Group (AIG) to omit an access proposal by the American Federation of State, County, and Municipal Employees (AFSCME). [read post]
29 Jun 2007, 10:04 am
The case, known as Stoneridge Investment Partners v. [read post]
25 Jul 2013, 6:53 am
The governor is prohibited under Article IV, Sec. 24 of the Michigan Constitution from authorizing an emergency manager pursuant to PA 436 to file a Chapter 9 petition that threatens to diminish or impair accrued pension benefits, according to the court. [read post]
6 Jun 2017, 3:57 am
At Americans United’s Wall of Separation blog, Bradley Girard argues that “hospitals shouldn’t be allowed to drain their employee’s pension funds simply because of a religious affiliation. [read post]
13 Jul 2018, 4:56 am
” Will invalidating civil service appointments of ALJs reach beyond the SEC? [read post]
20 Jun 2018, 11:30 am
Carpenter v. [read post]
21 Jul 2023, 4:54 am
By Lene Powell, J.D.The recent ruling in SEC v. [read post]
11 Dec 2008, 7:48 am
Gordon and Tracy V. [read post]
