Search for: "SEC v. Central-Illinois Securities Corp."
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23 Sep 2013, 12:50 pm
Scott London and Bryan ShawCase number: 13-cv-02558 (United States District Court for the Central District of California)Case filed: April 11, 2013Qualifying Judgment/Order: August 8, 2013 09/20/2013 12/19/2013 2013-80 SEC v. [read post]
2 Oct 2012, 1:08 pm
Sustainable Energy Corp. and John H. [read post]
21 Jan 2024, 9:05 pm
ENDNOTES [1] Jeffrey Cohen, The 10b5-1 Plan: What Executives Need to Know, CORP. [read post]
5 Apr 2009, 1:26 pm
The SEC alleges that the brokers misled customers into believing that the auction rate securities were backed by federally guaranteed student loans when they were actually backed by subprime mortgages, CDOs, and other non-student loan collateral.[15] In addition, beginning in August 2008, the SEC announced settlements in principle pursuant to which a number of banks agreed to repurchase auction rate securities with a principal amount of over $50 billion.[16] The… [read post]
21 Jun 2018, 3:20 pm
Illinois Department of Revenue and 1992’s Quill Corp. v. [read post]
22 Jan 2016, 8:34 am
Corp. v. [read post]
20 Jun 2018, 11:30 am
Wisconsin Central Limited v. [read post]
9 Sep 2016, 12:51 pm
Dep’t of Labor, Emp’t Sec. [read post]
18 Apr 2018, 4:08 am
Microsoft Corp., which asked whether the company was required to comply with a warrant for emails stored overseas, as moot in light of the recent passage of a federal statute affecting the central issue in the case. [read post]
4 Jan 2021, 1:26 pm
By way of comparison, in 2019 there were 62 federal court securities suits against non-U.S. companies, representing about 15% of all federal court securities suit filings in 2019. [read post]
