Search for: "SEC v. Leach"
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17 May 2009, 7:30 am
SEC v. [read post]
18 Jul 2009, 7:31 am
Mary Schapiro was sworn in on January 27, 2009 as the twenty-ninth Chairman of the SEC. [read post]
16 Jun 2016, 2:48 pm
Cybersecurity at SEC-registered entities like Morgan Stanley has become a top priority for the SEC inspections group and enforcement division. [read post]
1 Feb 2010, 6:36 am
The development of cooperators has the potential to advance significantly SEC investigations. [read post]
11 Oct 2016, 11:02 am
The agency cannot be quietly asphyxiated through the appropriations process as has happened with the SEC and FTC. [read post]
14 Sep 2017, 1:33 pm
,ON BEHALF OF THEMSELVES AND FOR ALL OTHER SIMILARLY SITUATED v. [read post]
6 Mar 2014, 10:54 am
Last week, the Staff of the Commodity Futures Trading Commission (CFTC) issued Staff Advisory 14-21 on the subject of “Gramm-Leach-Bliley Act Security Safeguards. [read post]
11 Dec 2009, 11:38 am
The legislation removes outmoded Gramm-Leach-Bliley Act restraints on the consolidated supervision of large financial companies by the Federal Reserve, and provides specific authority to the Fed and other federal financial agencies to regulate for financial stability purposes and quickly address potential problems. [read post]
17 Aug 2010, 9:03 pm
Parkcentral Global, L.P. v. [read post]
1 Sep 2018, 9:28 am
Leach Builders, 458 S.W.3d at 525 (concluding that a joinder provision in an arbitration contract that used the word "may" was permissive rather than mandatory). [read post]
25 Jul 2016, 7:13 am
For the SEC, the Chief Accountant, James V. [read post]
19 Aug 2010, 11:24 am
(Parkcentral Global, L.P. v. [read post]
11 Sep 2017, 9:18 am
Agency v. [read post]
12 Jan 2009, 7:06 am
Citigroup Global Markets Inc. v. [read post]
23 Sep 2018, 9:50 am
Henry v. [read post]
4 Sep 2014, 3:19 am
[v] The SEC Certainly the majority of the federal activity on cyber security issues has come from the SEC. [read post]
21 Apr 2009, 12:01 pm
Tomko , No. 05-4997 Sentence for tax evasion is confirmed where: 1) the the district court did not commit procedural error at sentencing, as the record shows the district court did not fail to meaningfully consider the 18 U.S.C. sec. 3553(a) factor of general deterrence; and 2) the court did not abuse its discretion in sentencing defendant, as the court conducted a thorough analysis of the sec. 3553(a) factors and gave logical reasons for the variance from the sentencing guidelines… [read post]
29 Apr 2008, 7:24 am
Sec'y of Dep't of Health & Hum. [read post]
26 Mar 2018, 6:09 pm
Perry Homes v Cull. [read post]
10 Nov 2014, 7:56 am
Significantly, financial institutions—defined broadly to include business engaged in providing financial products or services—are already subject to Title V of the 1999 Graham-Leach Bliley Act (GBLA), which includes a “safeguards rule” for data security, particularly customer information. [read post]
