Search for: "SEC v. National Securities, Inc." Results 181 - 200 of 485
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12 Aug 2019, 3:00 am by John Jenkins
Companies such as Dave & Buster’s Entertainment Inc., Del Taco Restaurants Inc. and Stratus Properties Inc., a Texas-based real-estate firm, added references to active-shooter scenarios in the “risk factor” section of their latest annual reports, according to an analysis of Securities and Exchange Commission filings. [read post]
27 Apr 2012, 10:23 am by Sheldon Toplitt
(Image credit: Getty Images via @daylife)In a 29-page Memorandum of Decision in Judicial Watch, Inc. v. [read post]
15 Feb 2011, 8:32 am by Kara OBrien
Some industry groups and the National Association of State Securities Administrators, Inc. [read post]
4 Sep 2014, 3:19 am by Kevin LaCroix
[v]   The SEC Certainly the majority of the federal activity on cyber security issues has come from the SEC. [read post]
4 May 2009, 5:11 pm
Hellbeck United Nations Security Council: Piracy Resolutions 1816, 1846 and 1851, with introductory note by Jane G. [read post]
12 Jun 2017, 4:29 am by Edith Roberts
Tyrrell and Impression Products, Inc. v. [read post]
13 Feb 2023, 7:28 am by Unknown
Wagner began questioning the panel of witnesses by citing a recent speech by SEC Commissioner Caroline Crenshaw while asking whether it is easier or more difficult for businesses to raise money. [read post]
5 Jun 2012, 8:14 am by McNabb Associates, P.C.
The Southern District of Florida ranks second in the nation in securities and investment fraud investigations and prosecutions. [read post]
30 Jan 2024, 9:02 pm by renholding
 The upshot: so long as a defendant says what the SEC wants to hear (or says nothing at all), he does not violate the No-Admit-No-Deny Provision. [read post]