Search for: "SEC v. National Securities, Inc."
Results 281 - 300
of 492
Sort by Relevance
|
Sort by Date
13 Jan 2016, 5:05 pm
The government response was the enactment of the Securities and Exchange Act of 1934, which created the Securities and Exchange Commission (SEC) and made financial reporting obligatory for public corporations. [read post]
11 Jan 2016, 3:10 pm
American Furukawa, Inc. v. [read post]
13 Dec 2015, 5:42 pm
SEC. 203. [read post]
25 Nov 2015, 2:04 pm
In an unusual twist, though, Merrill Lynch, Pierce, Fenner, & Smith, Inc. v. [read post]
5 Nov 2015, 5:13 pm
See also Comerica Inc. v. [read post]
4 Nov 2015, 3:30 am
But, hold up a sec. [read post]
24 Aug 2015, 7:11 am
Aug. 18, 2105) After the AMI en banc decision, the panel granted rehearing of National Association of Manufacturers v. [read post]
9 Aug 2015, 6:03 pm
” The appellate court added that “other courts interpreting identical insured v. insured exclusions have reached the same conclusion. [read post]
6 Aug 2015, 6:21 pm
IT security budgeting. [read post]
18 Jun 2015, 4:00 am
Inc. v. [read post]
3 Jun 2015, 1:08 pm
Louis V. [read post]
3 Jun 2015, 10:23 am
The DOJ’s antitrust probe came to light in mid-May after United Artists Theatre Circuit Inc., a subsidiary of Regal Entertainment Group, announced in its own SEC filing that the DOJ is investigating potential Sherman Act violations by Regal, AMC, and Cinemark Holdings Inc., which together make up the nation’s three largest movie theater chains. [read post]
22 Apr 2015, 3:56 pm
Freeman, 43 Misc.2d 616, 251 N.Y.S.2d 996, affd. 24 A.D.2d 704, 262 N.Y.S.2d 431; National Psychological Assn. for Psychoanalysis, Inc. v. [read post]
22 Apr 2015, 2:13 pm
Supreme Court’s 2014 ruling in Lawson v. [read post]
7 Apr 2015, 2:13 pm
" (Are We Now a Nation of Informants? [read post]
4 Apr 2015, 3:32 am
Since these investigations included allegations of possible securities law violations, the SEC found that these terms violated Rule 21F-17, which prohibits companies from taking any action to impede whistleblowers from reporting possible securities violations to the SEC. [read post]
11 Mar 2015, 5:33 am
The SEC also has urged the Second Circuit to upend Newman. [read post]
6 Mar 2015, 12:53 pm
ARBITRATION AGREEMENTS [warning language shown in red color]Sec. 74.451. [read post]
25 Feb 2015, 12:50 am
” Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
24 Feb 2015, 2:24 pm
SEC, and Chiarella v. [read post]
