Search for: "SEC v. National Securities, Inc." Results 341 - 360 of 533
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
18 Jan 2011, 11:58 am by Richard Renner
Attorney John Avery appeared on behalf of the Securities and Exchange Commission (SEC). [read post]
29 Mar 2018, 7:03 am by Mack Sperling
Only "Public Corporations" Can Enforce Shareholder Rights Plans In North Carolina In a decision last week by the NC Business Court, First Citizens Bancshares, Inc. v. [read post]
22 Feb 2018, 4:12 am by Edith Roberts
Finally, in Digital Realty Trust Inc. v. [read post]
21 Jun 2018, 3:20 pm by Mark Walsh
The fact that he has the assignment is practically enough to conclude that the physical-presence rule from 1967’s National Bellas Hess, Inc. v. [read post]
6 Jun 2017, 3:57 am by Edith Roberts
Securities and Exchange Commission, the court held that because SEC disgorgement operates as a penalty, the five-year statute of limitations applies to a claim for disgorgement in an SEC enforcement action. [read post]
15 Oct 2018, 7:05 am by Deborah Heller
This week the Court released the calendar for arguments at the end of November and into December these cases are: Apple, Inc. v. [read post]
18 Feb 2012, 5:15 am by Richard Renner
Such funds are covered by the Securities Exchange Act (1934 Act) and are required to file disclosures with the Securities and Exchange Commission (SEC), just like other publicly traded companies. [read post]
24 Jan 2014, 12:57 am by Kevin LaCroix
  In an unreported August 1, 2011 ruling in National Credit Union Administration v. [read post]
3 Nov 2014, 3:55 am by Kevin LaCroix
These moves followed quickly after the Delaware Supreme Court’s May 2014 ruling in the ATP Tour, Inc. v. [read post]
27 Aug 2023, 3:56 pm by Andrew Warren
On August 14, 2023, a Fulton County, Georgia grand jury returned a 41-count indictment against former President Donald Trump and eighteen other individuals for a conspiracy to overturn the legitimate 2020 presidential election results in that state. [read post]