Search for: "SEC v. National Securities, Inc."
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2 Aug 2011, 2:00 am
John Fund, Inc. v. [read post]
2 Aug 2011, 1:05 am
In addition, the SEC has revoked the securities registration of many other China-based reverse merger companies. [read post]
12 Jul 2011, 7:56 am
Some of the bulk is also from communities worried about immigration reform and/or enforcement activities.Emily Andrew, Senior Privacy Officer, National Protection and Programs Directorate (NPPD), DHS spoke third, and described an office that had been a team of one when she started there, but has been growing rapidly.Current DPIAC members are: Chair Richard V. [read post]
20 Jun 2011, 1:17 am
A foreign official includes any person who performs public functions in any branch of national, local, or municipal government in any country or territory outside the U.K. [read post]
14 Jun 2011, 9:39 pm
In MBIA Insurance Corp. v. [read post]
11 Jun 2011, 10:12 pm
The nation’s highest court has decided not to review three federal appeals court rulings that brought up the securities law issues of disclosure obligations and antifraud liability. [read post]
7 Jun 2011, 1:55 pm
See, e.g., In re Le Nature’s Inc. v. [read post]
27 May 2011, 7:19 am
Indeed, since SOX prohibits companies from violating rules of the Securities and Exchange Commission (SEC), a whistleblower can have a reasonable belief about a violation that has nothing to do with any fraud against shareholders. [read post]
26 May 2011, 12:40 pm
However, in SEC v. [read post]
18 May 2011, 5:13 am
He is also subject to annual recertification in the use of firearms as part of his work in the Puerto Rico National Guard and the United States Army, in which he holds the rank of Brigadier General. [read post]
10 May 2011, 10:11 pm
The SEC has also revoked the securities registration of eight Chinese companies that obtained U.S. listings through reverse mergers. [read post]
18 Apr 2011, 9:57 am
Supreme CourtMatrixx Initiatives, Inc. v. [read post]
1 Apr 2011, 8:27 am
Capute of the Securities and Exchange Commission (SEC), Lynn K. [read post]
29 Mar 2011, 7:21 pm
School Dist. v Moody’s, 175 F3d 848.), or by investors who suffered losses after their highly rated securities failed (Abu Dhabi Commercial Bank v Morgan Stanley & Co., Inc. 651 F. [read post]
28 Mar 2011, 7:02 pm
The Madoff liquidation case is Securities Investor Protection Corp. v. [read post]
9 Mar 2011, 6:19 am
Keenan v. [read post]
4 Mar 2011, 9:11 am
Certiorari stage documents:Opinion below (9th Circuit)Petition for certiorariBrief in oppositionPetitioners' replyAmicus brief of former SEC Commissioners et al.Amicus brief of the Association of Private Sector Colleges and UniversitiesAmicus brief of the National Association of Manufacturers Title: National Union Fire Insurance Co. v. [read post]
15 Feb 2011, 8:32 am
Some industry groups and the National Association of State Securities Administrators, Inc. [read post]
25 Jan 2011, 6:10 pm
Securities America Inc. [read post]
18 Jan 2011, 11:58 am
Attorney John Avery appeared on behalf of the Securities and Exchange Commission (SEC). [read post]
