Search for: "SEC v. National Securities, Inc."
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6 Oct 2024, 9:01 pm
Mar. 26, 2024); Black Economic Council of Massachusetts, Inc., et al. v. [read post]
12 Aug 2017, 9:10 pm
Disney had to report its payment to the Securities and Exchange Commission (SEC), so we know that much. [read post]
7 Dec 2022, 8:00 am
While there, she prosecuted many notable FCA cases including several qui tam cases against National Medicare Care, Inc. [read post]
28 Oct 2018, 12:53 pm
I, Sec. 8, cl. 8. [read post]
17 Apr 2025, 12:11 pm
FTC v. [read post]
31 May 2025, 1:09 pm
Dep't of Homeland Sec. [read post]
9 Oct 2023, 1:52 pm
Roman v. [read post]
23 Oct 2017, 4:22 pm
In the SEC’s Examination Priorities, published on January 12, 2017, the SEC warned publicly traded companies that it will be investigating cybersecurity practices with higher scrutiny.[18] Specifically, the SEC states that “[i]n 2017, we will continue our initiative to examine for cybersecurity compliance procedures and controls, including testing and implementation of those procedures and controls. [read post]
23 Oct 2017, 4:22 pm
In the SEC’s Examination Priorities, published on January 12, 2017, the SEC warned publicly traded companies that it will be investigating cybersecurity practices with higher scrutiny.[18] Specifically, the SEC states that “[i]n 2017, we will continue our initiative to examine for cybersecurity compliance procedures and controls, including testing and implementation of those procedures and controls. [read post]
11 Nov 2018, 4:03 pm
If they never made any payments on their respective loans, Foster and Mock were in effect net beneficiaries of the predatory loans (at least as long as the Trusts do not garnish their bank accounts, if any, judgments secured). [read post]
11 Jan 2016, 3:10 pm
American Furukawa, Inc. v. [read post]
15 Apr 2020, 6:06 am
3M Company v. [read post]
10 May 2009, 5:53 pm
Penguin Group (USA) Inc., et al. [read post]
9 Sep 2024, 9:01 pm
Board of Governors of the Federal Reserve and Securities and Exchange Commission v. [read post]
16 Jan 2013, 12:36 am
Supreme Court decision, Atherton v. [read post]
29 Mar 2007, 1:15 am
In Axcan Scandipharm v. [read post]
19 Jan 2012, 3:49 pm
It's been a while since I taught Securities Regulation, but my recollection is that the SEC takes the position that shareholder rights under the securities laws cannot be subject to mandatory arbitration. [read post]
1 May 2018, 4:14 am
” At Arbitration Nation, Liz Kramer observes that when the court rules in the third new case, Lamps Plus Inc. v. [read post]
20 Aug 2024, 6:57 am
SEC, 585 U.S. 237 (2018); (2) Stern v. [read post]
