Search for: "SEC v. National Securities, Inc." Results 441 - 460 of 487
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6 Oct 2016, 9:30 pm by Justin Daniel
Department of Justice (DOJ) asking the Court to rehear U.S. v. [read post]
16 Jan 2025, 11:11 am by John Elwood
“That is the same framework,” the authority noted, “that has governed the relationship between the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) for 85 years. [read post]
8 Feb 2008, 7:00 pm
– Facebook’s contractual rights to users’ photos problematic: (Spicy IP)PharmaEuropean Commission probes pharmaceutical sector: (Philip Brooks),WHO Board sets course on IP, avian flu, tighter publication policy: (Intellectual Property Watch),India: The Competition Act, patents and over hyped drugs: (Part I - Spicy IP), (Part II – Spicy IP), (Part III – Spicy IP),Ignoring not the solution –… [read post]
30 Jan 2008, 7:35 am
Grenier, No. 06-4473 I"n a criminal case involving alleged securities fraud, dismissal of defendants' indictment on statute of limitations grounds is affirmed where: 1) the mailing and faxing of false statements to the SEC did not constitute two distinct crimes; and 2) for purposes of 18 U.S.C. section 1001, the date defendants' mailed submission was received by the SEC was irrelevant". [read post]
30 Nov 2011, 2:15 pm by Mandelman
Okay, so here’s the next installment of Mandelman’s Monthly Museletter, which I’ve decided I post whenever there are a bunch of things going on that need to be put into proper perspective, but there’s just no way I can write individual articles on each because to do so presents a serious health risk. [read post]
5 May 2010, 11:40 am by John Bursch
Buono was a 5-4 case upholding the installation of a war-memorial cross in a national park. [read post]
14 Feb 2009, 11:56 am
Part V identifies key unresolved issues in the state courts. [read post]
29 Dec 2021, 12:00 pm by Kevin LaCroix
The US experience, as shown by securities class actions such as Owens Corning v National Union Fire Insurance Co [6], indicates that the construction of exclusions is not a simple issue. [read post]
10 May 2010, 11:30 pm by Martin George
Richard Fentiman is Reader in Private International Law at the University of Cambridge, where he teaches the postgraduate course on International Commercial Litigation. [read post]