Search for: "SEC v. National Securities, Inc."
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10 Nov 2009, 12:46 pm
On January 19, 1979, MITE Corporation filed a Schedule 14D-1 with the SEC, indicating its intent to make a $28 per share cash tender offer for Chicago Rivet & Machine Company. [read post]
2 Nov 2009, 8:32 am
Ameriprise Finance, Inc.) by the federal Court of Appeals for the Eighth Circuit. [read post]
29 Oct 2009, 7:21 am
National Australia Bank, a high-profile case from the Second Circuit asking how far overseas American securities fraud laws may reach. [read post]
11 Oct 2009, 9:47 pm
Norton & Company, Inc.) (2003) [read post]
17 Aug 2009, 4:20 am
The servicer in Taylor was HSBC Mortgage Corp; the out-source provider was Lender Processing Services, Inc., f/ka/ Fidelity National Information Services, Inc.; the national law firm was Moss Codilis LLP; and the local law firm Udren Law Office. [read post]
4 Aug 2009, 8:35 am
Rio Grande Indus., Inc., 519 A.2d 116 (Del. [read post]
14 Jun 2009, 6:42 am
The Delaware Supreme Court, on certification from the SEC, also weighed in on the legality of proxy expense reimbursement bylaw provisions in CA, Inc. v. [read post]
10 May 2009, 5:53 pm
Penguin Group (USA) Inc., et al. [read post]
6 May 2009, 6:38 am
Cir. 2000) (applying SEC v. [read post]
4 May 2009, 5:11 pm
Hellbeck United Nations Security Council: Piracy Resolutions 1816, 1846 and 1851, with introductory note by Jane G. [read post]
9 Apr 2009, 2:12 pm
Bankruptcy Services, Inc. [read post]
9 Apr 2009, 8:34 am
Old National Bancorp, 499 F.3d 629 (7th Cir. [read post]
5 Apr 2009, 1:26 pm
The SEC also launched an investigation of credit rating agencies, and, on February 2, 2009, adopted amendments to the rules governing nationally recognized statistical rating organizations to address concerns about the integrity of the process by which rating agencies rate structured finance products.[12] The SEC has filed civil charges against a number of market participants. [read post]
14 Feb 2009, 11:56 am
Part V identifies key unresolved issues in the state courts. [read post]
3 Feb 2009, 11:14 am
In 2004, Sumner Redstone owned a controlling stake in National Amusements, Inc. [read post]
3 Feb 2009, 4:23 am
" 28 U.S.C. sec. 1350. [read post]
25 Aug 2008, 11:16 am
9th Circuit: State Claims Against Clearing Agencies PreemptedA 9th Circuit panel found that the federal securities laws preempted state law fraud claims against Depository Trust and Clearing Corp., Depository Trust Co. and the National Securities Clearing Corp. [read post]
8 Jul 2008, 1:36 am
In SEC v. [read post]
16 May 2008, 2:41 pm
The Supreme Court opened the door to occasional appellate review in Thermtron Products, Inc. v. [read post]
20 Mar 2008, 5:12 am
Based on Dura Pharmaceuticals, Inc. v. [read post]