Search for: "SEC v. National Securities, Inc." Results 461 - 480 of 485
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16 May 2008, 2:41 pm
The Supreme Court opened the door to occasional appellate review in Thermtron Products, Inc. v. [read post]
8 Feb 2008, 7:00 pm
– Facebook’s contractual rights to users’ photos problematic: (Spicy IP)PharmaEuropean Commission probes pharmaceutical sector: (Philip Brooks),WHO Board sets course on IP, avian flu, tighter publication policy: (Intellectual Property Watch),India: The Competition Act, patents and over hyped drugs: (Part I - Spicy IP), (Part II – Spicy IP), (Part III – Spicy IP),Ignoring not the solution –… [read post]
30 Jan 2008, 7:35 am
Grenier, No. 06-4473 I"n a criminal case involving alleged securities fraud, dismissal of defendants' indictment on statute of limitations grounds is affirmed where: 1) the mailing and faxing of false statements to the SEC did not constitute two distinct crimes; and 2) for purposes of 18 U.S.C. section 1001, the date defendants' mailed submission was received by the SEC was irrelevant". [read post]
14 Aug 2007, 6:00 am
First Union Securities, Inc., ___ Cal.App.4th ___ (Aug. 10, 2007), the Court of Appeal (Second Appellate District, Division Three) interpreted the arbitration rules in the Code of Arbitration Procedure of the National Association of Securities Dealers ("NASD"). [read post]
6 Aug 2007, 2:55 pm
The former SEC members' brief is opposed by the parties sued in the case -- Scientific-Atlanta Inc. and Motorola Inc. [read post]
7 Jul 2007, 2:24 am
The United States National Security Agency ("NSA") appeals from the decision of the District Court for the Eastern District of Michigan that granted summary judgment against the NSA and imposed a permanent injunction. [read post]
8 May 2007, 5:27 am
Arbitration: The parties agree to submit their contro ­versies to a person chosen by them for final determi ­nation. [read post]
8 Apr 2007, 4:40 am
" A covered security is a security listed on one of the national securities exchanges or issued by investment companies registered by the SEC. [read post]