Search for: "SEC v. National Securities, Inc." Results 61 - 80 of 531
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SEC Commissioner Urges Reform of Regulation D and Private Markets
1 Feb 2023, 9:01 pm by renholding
Before I begin, let me make my standard disclaimer – the views I express today are my own and do not necessarily represent the views of the SEC or my fellow Commissioners. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
What To Do When Someone I know becomes Disabled Part 3
31 Jan 2023, 9:31 am by Greg Reed
PAJ, Inc. v. [read post]
The Law Offices of Bemis, Roach & Reed Blog - https://brrlaw.com/blog/
Davis Polk Discusses SEC Package of Equity Market Structure Proposals
23 Jan 2023, 9:01 pm by renholding
Restricted competition trading center:  Any trading center that is not an open competition trading center and is not a national securities exchange. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Cole-Frieman & Mallon 2022 End Of Year Update
15 Dec 2022, 8:00 am by CFM Admin
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
Hedge Fund Law Blog - http://www.hedgefundlawblog.com
Cole-Frieman & Mallon 2022 End Of Year Update
15 Dec 2022, 4:00 am by CFM Admin
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
Hedge Fund Law Blog - http://www.hedgefundlawblog.com
Boston Magazine Names Whistleblower Law Collaborative Attorneys As 2022 Top Whistleblower Lawyers
7 Dec 2022, 8:00 am by Linda C. Severin
  While there, she prosecuted many notable FCA cases including several qui tam cases against National Medicare Care, Inc. [read post]
Whistleblower Blog and News - https://www.whistleblowerllc.com/blog-news/
Guest Post: Price Impact, the Speed of Information, and Securities Class Certification
30 Nov 2022, 2:13 pm by Kevin LaCroix
”[6]   The Ninth Circuit in In re BofI Holding, Inc. [read post]
The D & O Diary - http://www.dandodiary.com/
Complaint flunks PSLRA scienter test
30 Nov 2022, 8:26 am by Unknown
K12, Inc., November 22, 2022, Wilkinson, J.).K12, Inc., now known as "Stride, Inc. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: November 11-17, 2022
18 Nov 2022, 6:30 am
Lu, Sabastian V. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: November 11-17, 2022
18 Nov 2022, 6:30 am
Lu, Sabastian V. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Chancery Court Addresses Board Responsibility Under Caremark for Cybersecurity Risk
17 Nov 2022, 6:30 am
Its numerous customers included many Fortune 500 companies, major technology companies (such as Microsoft), and government agencies (such as the FBI, Secret Service, and National Security Agency). [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Chancery Court Addresses Board Responsibility Under Caremark for Cybersecurity Risk
17 Nov 2022, 6:30 am
Its numerous customers included many Fortune 500 companies, major technology companies (such as Microsoft), and government agencies (such as the FBI, Secret Service, and National Security Agency). [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks by Commissioner Uyeda at the Georgetown Law Hotel and Lodging Summit
28 Oct 2022, 6:32 am
Levinson in the context of a securities fraud case.[10] It is important to note the context of TSC Industries v. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Lightstone REITs Amendments Eliminate Protections for Shareholders  
24 Oct 2022, 10:32 am by The White Law Group
    The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
The FTC’s Recent Moves Could Cost It in the Supreme Court, by Asheesh Agarwal
23 Oct 2022, 7:03 pm by Guest Author
Later this year, the Court will hear oral argument in Axon Enterprise, Inc. v. [read post]
Notice & Comment - https://www.yalejreg.com/nc/
EEOC Sues Lilly USA For Age Discrimination
26 Sep 2022, 7:59 pm by Cynthia Marcotte Stamer
District Court for the Southern District of Indiana, Indianapolis Division (EEOC v. [read post]
HR & Benefits Update - http://slphrbenefitsupdate.com/
ADA May Require Employers To Accommodate Employees Testing Positive For Legally Prescribed Medications
22 Sep 2022, 3:25 am by Cynthia Marcotte Stamer
In its complaint in EEOC v. [read post]
HR & Benefits Update - http://slphrbenefitsupdate.com/
Preemption of State Cybersecurity Laws: It’s Complicated
24 Aug 2022, 5:01 am by Jim Dempsey
After West Virginia v. [read post]
Lawfare - http://www.lawfareblog.com/
Indiana Court of Appeals Reverses Trial Court and Revives Crowd Surfer’s Personal Injury Lawsuit Against Music Venue Security Company
18 Aug 2022, 7:40 am by Barsumian Armiger
ESG Security, Inc. [read post]
Indiana Personal Injury Lawyer and Medical Malpractice Attorney Blog - https://www.barsumianlaw.com/blog/
Second Circuit Declines to Allow SEC Rule 10b-5 Claim for “Scheme Liability” to Proceed Where the Alleged Misconduct Amounted Only to the Making of Material Misstatements or Omissions 
22 Jul 2022, 9:06 am by John Stigi and Alejandro Moreno
In SEC v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/