Search for: "SEC v. National Securities, Inc." Results 121 - 140 of 486
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
6 Sep 2012, 5:00 am by Kirstin Dvorchak
The Securities and Exchange Commission (“SEC”) conducted a review of the proxy that Chesapeake then finalized. [read post]
10 May 2011, 10:11 pm by Kevin LaCroix
The SEC has also revoked the securities registration of eight Chinese companies that obtained U.S. listings through reverse mergers. [read post]
12 Nov 2018, 6:30 am by Doug Cornelius
” Unregistered national securities exchange The SEC brought its first enforcement action against a cryptocurrency trading platform for operating as an unregistered national securities exchange. [read post]
6 Aug 2007, 2:55 pm
The former SEC members' brief is opposed by the parties sued in the case -- Scientific-Atlanta Inc. and Motorola Inc. [read post]
20 Nov 2018, 2:28 pm by Kevin LaCroix
Supreme Court’s February 2018 decision in Digital Realty Trust, Inc. v. [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
The company, Munched, Inc. halted its ICO after being contacted by the SEC, and agreed to an order in which the Commission found that its conduct constituted unregistered securities offers and sales. [read post]
5 Nov 2018, 7:04 am by John Jascob
Circuit and dissented from the panel majority opinion that upheld most of the Commission’s opinion finding Lorenzo liable for securities violations (Lorenzo v. [read post]