Search for: "SEC v. National Securities, Inc." Results 121 - 140 of 488
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10 May 2011, 10:11 pm by Kevin LaCroix
The SEC has also revoked the securities registration of eight Chinese companies that obtained U.S. listings through reverse mergers. [read post]
23 Jan 2024, 9:01 pm by renholding
The $5.8 billion[2] specifically secured in securities-related class actions in the U.S. was also up 18% from 2022. [read post]
6 Aug 2007, 2:55 pm
The former SEC members' brief is opposed by the parties sued in the case -- Scientific-Atlanta Inc. and Motorola Inc. [read post]
20 Nov 2018, 2:28 pm by Kevin LaCroix
Supreme Court’s February 2018 decision in Digital Realty Trust, Inc. v. [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
The company, Munched, Inc. halted its ICO after being contacted by the SEC, and agreed to an order in which the Commission found that its conduct constituted unregistered securities offers and sales. [read post]
5 Nov 2018, 7:04 am by John Jascob
Circuit and dissented from the panel majority opinion that upheld most of the Commission’s opinion finding Lorenzo liable for securities violations (Lorenzo v. [read post]
29 Mar 2010, 9:28 am by Lyle Denniston
  The case was Morrison, et al., v. [read post]
13 May 2020, 8:24 am by Silver Law Group
Publicly-available Form D and Form D amendments filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
17 Mar 2025, 9:01 pm by renholding
A Blueprint for SEC Rulemaking Processes A core responsibility held by each SEC commissioner is the power to vote on how the agency should exercise its authority granted by the federal securities laws. [read post]