Search for: "SEC v. National Securities, Inc." Results 121 - 140 of 505
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14 Jan 2013, 6:02 am by Sheldon Toplitt
Department of Defense to release graphic photos of the slain Al Qaeda leader Osama bin Laden.In a 29-page Memorandum of Decision last year in Judicial Watch, Inc. v. [read post]
The DOJ’s antitrust probe came to light in mid-May after United Artists Theatre Circuit Inc., a subsidiary of Regal Entertainment Group, announced in its own SEC filing that the DOJ is investigating potential Sherman Act violations by Regal, AMC, and Cinemark Holdings Inc., which together make up the nation’s three largest movie theater chains. [read post]
8 Jun 2022, 9:01 pm by Gary Gensler
National Best Bid and Offer Next, I’d like to discuss the National Best Bid and Offer (NBBO). [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
Securities and Exchange Commission’s (SEC’s) cybersecurity regulatory and enforcement onslaught continues . . . [read post]
6 Sep 2012, 5:00 am by Kirstin Dvorchak
The Securities and Exchange Commission (“SEC”) conducted a review of the proxy that Chesapeake then finalized. [read post]
10 May 2011, 10:11 pm by Kevin LaCroix
The SEC has also revoked the securities registration of eight Chinese companies that obtained U.S. listings through reverse mergers. [read post]
12 Nov 2018, 6:30 am by Doug Cornelius
” Unregistered national securities exchange The SEC brought its first enforcement action against a cryptocurrency trading platform for operating as an unregistered national securities exchange. [read post]
6 Aug 2007, 2:55 pm
The former SEC members' brief is opposed by the parties sued in the case -- Scientific-Atlanta Inc. and Motorola Inc. [read post]
20 Nov 2018, 2:28 pm by Kevin LaCroix
Supreme Court’s February 2018 decision in Digital Realty Trust, Inc. v. [read post]