Search for: "SEC v. National Securities, Inc."
Results 121 - 140
of 529
Sorted by Relevance
|
Sort by Date
15 Sep 2011, 8:44 am
Business Roundtable v. [read post]
16 Oct 2017, 11:51 am
Securities and Exchange Commission (SEC), are protected under the Dodd-Frank Act (DFA). [read post]
16 Oct 2017, 11:51 am
Securities and Exchange Commission (SEC), are protected under the Dodd-Frank Act (DFA). [read post]
19 May 2016, 2:33 pm
[vii] CSC entered into a contract with the United Kingdom’s National Health Service (“NHS”) to build an electronic patient-record system. [read post]
14 Jan 2013, 6:02 am
Department of Defense to release graphic photos of the slain Al Qaeda leader Osama bin Laden.In a 29-page Memorandum of Decision last year in Judicial Watch, Inc. v. [read post]
3 Jun 2015, 10:23 am
The DOJ’s antitrust probe came to light in mid-May after United Artists Theatre Circuit Inc., a subsidiary of Regal Entertainment Group, announced in its own SEC filing that the DOJ is investigating potential Sherman Act violations by Regal, AMC, and Cinemark Holdings Inc., which together make up the nation’s three largest movie theater chains. [read post]
5 Jul 2007, 11:57 am
Scientific-Atlanta, Inc. [read post]
8 Jun 2022, 9:01 pm
National Best Bid and Offer Next, I’d like to discuss the National Best Bid and Offer (NBBO). [read post]
4 May 2022, 9:01 pm
Last month, Judge Green of the Los Angeles County Superior Court in Crest v. [read post]
6 Sep 2012, 5:00 am
The Securities and Exchange Commission (“SEC”) conducted a review of the proxy that Chesapeake then finalized. [read post]
24 Jan 2019, 2:36 pm
For instance, in SEC v. [read post]
16 Jun 2016, 2:48 pm
Securities and Exchange Commission’s (SEC’s) cybersecurity regulatory and enforcement onslaught continues . . . [read post]
20 Oct 2013, 4:33 pm
UBS Puerto Rico Fixed Income Fund V, Inc. [read post]
29 Nov 2017, 8:42 am
Neo@Ogilvy LLC, WPP Group USA, Inc. [read post]
16 Feb 2021, 2:23 pm
See Omnicare, Inc. v. [read post]
4 Dec 2009, 12:29 pm
III, IV, V and/or VI. [read post]
4 Jun 2009, 12:57 pm
CME Group Inc. v. [read post]
10 May 2011, 10:11 pm
The SEC has also revoked the securities registration of eight Chinese companies that obtained U.S. listings through reverse mergers. [read post]
27 Feb 2007, 5:15 am
As we saw in the case of Fog Cutter Capital Group Inc. v. [read post]
12 Nov 2018, 6:30 am
” Unregistered national securities exchange The SEC brought its first enforcement action against a cryptocurrency trading platform for operating as an unregistered national securities exchange. [read post]
