Search for: "SEC v. National Securities, Inc." Results 121 - 140 of 545
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24 Oct 2018, 4:33 pm by Kevin LaCroix
  Given the SEC’s expertise, wherewithal, creativity and specialized resources to prosecute any kind of securities fraud, the SEC, not surprisingly, led the charge. [read post]
16 Oct 2017, 11:51 am by Gabrielle Nagle
Securities and Exchange Commission (SEC), are protected under the Dodd-Frank Act (DFA). [read post]
16 Oct 2017, 11:51 am by Gabrielle Nagle
Securities and Exchange Commission (SEC), are protected under the Dodd-Frank Act (DFA). [read post]
19 May 2016, 2:33 pm by Kevin LaCroix
[vii] CSC entered into a contract with the United Kingdom’s National Health Service (“NHS”) to build an electronic patient-record system. [read post]
14 Jan 2013, 6:02 am by Sheldon Toplitt
Department of Defense to release graphic photos of the slain Al Qaeda leader Osama bin Laden.In a 29-page Memorandum of Decision last year in Judicial Watch, Inc. v. [read post]
The DOJ’s antitrust probe came to light in mid-May after United Artists Theatre Circuit Inc., a subsidiary of Regal Entertainment Group, announced in its own SEC filing that the DOJ is investigating potential Sherman Act violations by Regal, AMC, and Cinemark Holdings Inc., which together make up the nation’s three largest movie theater chains. [read post]
8 Jun 2022, 9:01 pm by Gary Gensler
National Best Bid and Offer Next, I’d like to discuss the National Best Bid and Offer (NBBO). [read post]
6 Sep 2012, 5:00 am by Kirstin Dvorchak
The Securities and Exchange Commission (“SEC”) conducted a review of the proxy that Chesapeake then finalized. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
Securities and Exchange Commission’s (SEC’s) cybersecurity regulatory and enforcement onslaught continues . . . [read post]