Search for: "SEC v. National Securities, Inc." Results 121 - 140 of 531
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13 Apr 2020, 5:02 am by Eugene Volokh
"'[C]ourts have recognized that the public has a [presumptive] common law right to inspect and copy judicial records.'" SEC v. [read post]
24 Jan 2020, 5:00 am by John Jascob
Petitioner Dennis Malouf is the former CEO and majority owner of an investment adviser, UASNM, Inc. [read post]
31 Dec 2019, 8:13 am by CFM Admin
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
23 Dec 2019, 11:29 am by Allan Blutstein
Sept. 24, 2019) and Judicial Watch, Inc. v. [read post]
24 Oct 2019, 2:40 pm by Kevin LaCroix
Telegram Group, Inc. and Ton Issuer Inc. which sought a temporary restraining order (TRO), the SEC has reached yet another crypto-related milestone. [read post]
20 Oct 2019, 7:00 am by Race to the Bottom
The Securities and Exchange Commission (the “SEC”) and Bitqyck, Inc. and its founders, Bruce E. [read post]
2 Oct 2019, 10:21 am by Deborah Heller
Clayton County, GA (No. 17-1618) and Altitude Express, Inc. v. [read post]
1 Oct 2019, 7:02 am by Dennis Crouch
Bell Aerospace Co., 416 U.S. 267, 292-294 (1974); SEC v. [read post]
26 Sep 2019, 8:35 am by Astarita
The bill comes on the heels of the similar Whistleblower Protection Reform Act of 2019 (H.R.2515), passed in the House in July by an overwhelming bipartisan majority.Like the House bill, the Senate bill would effectively reverse the Supreme Court decision in Digital Realty Trust Inc. v. [read post]
24 Sep 2019, 6:11 am by Tinker Ready
That bill would address the impact of last year’s Supreme Court decision in Digital Realty Trust Inc. v. [read post]
12 Aug 2019, 3:00 am by John Jenkins
Companies such as Dave & Buster’s Entertainment Inc., Del Taco Restaurants Inc. and Stratus Properties Inc., a Texas-based real-estate firm, added references to active-shooter scenarios in the “risk factor” section of their latest annual reports, according to an analysis of Securities and Exchange Commission filings. [read post]