Search for: "SEC v. National Securities, Inc." Results 141 - 160 of 505
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12 Dec 2017, 4:36 pm by Kevin LaCroix
The company, Munched, Inc. halted its ICO after being contacted by the SEC, and agreed to an order in which the Commission found that its conduct constituted unregistered securities offers and sales. [read post]
5 Nov 2018, 7:04 am by John Jascob
Circuit and dissented from the panel majority opinion that upheld most of the Commission’s opinion finding Lorenzo liable for securities violations (Lorenzo v. [read post]
23 Feb 2018, 10:00 am by Jordan Brunner
In December 2017, the Russia-based cybersecurity firm Kaspersky Lab filed suit against the Department of Homeland Security over an order labeling Kaspersky software an “information security risk” and ordering the removal of all relevant software from government national security systems after a review process of 90 days. [read post]
29 Mar 2010, 9:28 am by Lyle Denniston
  The case was Morrison, et al., v. [read post]
13 May 2020, 8:24 am by Silver Law Group
Publicly-available Form D and Form D amendments filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
21 Dec 2011, 12:40 am by Kevin LaCroix
  A 1987 New York Court of Appeals decision, CPC International, Inc. v. [read post]