Search for: "SEC v. National Securities, Inc." Results 161 - 180 of 531
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21 Dec 2011, 12:40 am by Kevin LaCroix
  A 1987 New York Court of Appeals decision, CPC International, Inc. v. [read post]
30 Sep 2010, 6:45 am by David G. Badertscher
Court of Appeals, Second CircuitBusiness Law Judge Exceeded Authority in Ordering Wiretaps Turned Over to SEC in Galleon Case Securities and Exchange Commission v. [read post]
6 Mar 2014, 10:03 am by John Stigi
The Court’s decision in Chadbourne would appear to limit SLUSA to cases where plaintiffs allegedly purchased, sold or held (see Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
13 Aug 2014, 3:59 am by Kevin LaCroix
”[v] If SEC or other proposed federal regulation of cybersecurity becomes a reality, implementing the Framework could be a mandatory exercise. [read post]
18 Jan 2017, 8:10 am by Wystan Ackerman
ANZ Secs., Inc., No. 16-373 (SCOTUSblog page) involves whether, under the class action tolling rule of American Pipe & Constr. [read post]
24 Oct 2007, 5:15 am
  On September 18, The United States Court of Appeals for the Eleventh Circuit, sitting en banc, upheld a lower court decision denying a Rule 12(b)(6) motion (failure to state a claim) made by the National Association of Securities Dealers, Inc. [read post]
3 Nov 2017, 10:51 am by Amanda Pickens
October 12, 2017) (class action brought under federal securities laws alleging defendants issued a false and misleading registration statement with the SEC regarding a proposed merger with Select Bank & Trust Company, which allegedly denies shareholders information needed to make sound future decisions.) [read post]