Search for: "SEC v. National Securities, Inc." Results 161 - 180 of 494
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24 Sep 2019, 6:11 am by Tinker Ready
That bill would address the impact of last year’s Supreme Court decision in Digital Realty Trust Inc. v. [read post]
12 Aug 2019, 3:00 am by John Jenkins
Companies such as Dave & Buster’s Entertainment Inc., Del Taco Restaurants Inc. and Stratus Properties Inc., a Texas-based real-estate firm, added references to active-shooter scenarios in the “risk factor” section of their latest annual reports, according to an analysis of Securities and Exchange Commission filings. [read post]
1 Aug 2019, 8:30 am by Seeger Weiss LLP
This has included a $280 million settlement in United States of America ex rel Ven-A-Care of the Florida Keys, Inc. v. [read post]
28 Jul 2019, 8:40 am by Race to the Bottom
On April 2, 2019 the founder and former Chief Executive Officer of Jumio Inc., Daniel Mattes, agreed to settle with the Securities Exchange Commission (SEC) for more than $17 million for defrauding investors. [read post]
11 Jan 2019, 6:30 am
Carlin, Wachtell, Lipton, Rosen & Katz, on Saturday, January 5, 2019 Tags: Accounting, Accounting standards, GAAP, SECSEC enforcement, Securities enforcement, Securities regulation Oral Argument on Scheme Liability Posted by Martin J. [read post]
7 Jan 2019, 2:35 pm by Kevin LaCroix
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
26 Nov 2018, 4:00 am by Administrator
Nova Scotia Liquor Corporation In January of this year the Supreme Court of Nova Scotia issued its decision in the matter of Unfiltered Brewing Inc. v. [read post]