Search for: "SEC v. National Securities, Inc." Results 161 - 180 of 547
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2 Oct 2019, 10:21 am by Deborah Heller
Clayton County, GA (No. 17-1618) and Altitude Express, Inc. v. [read post]
1 Oct 2019, 7:02 am by Dennis Crouch
Bell Aerospace Co., 416 U.S. 267, 292-294 (1974); SEC v. [read post]
26 Sep 2019, 8:35 am by Astarita
The bill comes on the heels of the similar Whistleblower Protection Reform Act of 2019 (H.R.2515), passed in the House in July by an overwhelming bipartisan majority.Like the House bill, the Senate bill would effectively reverse the Supreme Court decision in Digital Realty Trust Inc. v. [read post]
24 Sep 2019, 6:11 am by Tinker Ready
That bill would address the impact of last year’s Supreme Court decision in Digital Realty Trust Inc. v. [read post]
12 Aug 2019, 3:00 am by John Jenkins
Companies such as Dave & Buster’s Entertainment Inc., Del Taco Restaurants Inc. and Stratus Properties Inc., a Texas-based real-estate firm, added references to active-shooter scenarios in the “risk factor” section of their latest annual reports, according to an analysis of Securities and Exchange Commission filings. [read post]
1 Aug 2019, 8:30 am by Seeger Weiss LLP
This has included a $280 million settlement in United States of America ex rel Ven-A-Care of the Florida Keys, Inc. v. [read post]
28 Jul 2019, 8:40 am by Race to the Bottom
On April 2, 2019 the founder and former Chief Executive Officer of Jumio Inc., Daniel Mattes, agreed to settle with the Securities Exchange Commission (SEC) for more than $17 million for defrauding investors. [read post]
15 Jan 2019, 11:40 am by Renae Lloyd
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
11 Jan 2019, 6:30 am
Carlin, Wachtell, Lipton, Rosen & Katz, on Saturday, January 5, 2019 Tags: Accounting, Accounting standards, GAAP, SECSEC enforcement, Securities enforcement, Securities regulation Oral Argument on Scheme Liability Posted by Martin J. [read post]