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SEC Charges Peter Kohli With Fraud in the Sale of DMS Funds
20 Nov 2016, 5:58 am by Adam Weinstein
 See SEC v. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
SEC Charges Peter Madoff with Fraud. US Attorney Files Criminal Charges As Well
2 Jul 2012, 6:11 am by Mark Astarita
”SEC Charges Peter Madoff With Fraud and False Statements to Regulators Related articles, courtesy of Zemanta: Speed Reading U.S. v. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Lack of Judgment does not Constitute Insider Trading: SEC v. Obus
25 Feb 2011, 8:00 am by Michael Silverman
In Securities and Exchange Commission v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
SEC v. Chang - Complaint
4 Mar 2018, 12:00 am by Kevin Watson
On September 20, 2017, the Securities and Exchange Commission (“SEC”) filed a complaint (“Complaint”) against Peter C. [read post]
The Race to the Bottom - https://www.theracetothebottom.org/blog/
SEC Amicus Brief Rejects 7th Circuit Holding in Sc...
14 Feb 2007, 2:13 am
The SEC filed an amicus brief in Tellabs Inc. v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
The SEC and Administrative Proceedings (Part 2)
28 Aug 2014, 5:00 am by J Robert Brown Jr.
 See Gupta v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/
Lorenzo v. SEC: Expanded Scope of Securities Fraud Liability
14 Apr 2019, 7:04 am
SEC holding that an individual who is not a “maker” of a misstatement under Janus v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Peters & Altwicker: Die Verfahren beim EGMR (The Procedures at the ECtHR)
4 Dec 2018, 7:33 am
Die Wirkungen von Urteilen auf der Ebene des Völkerrechts und im deutschen Recht werden analysiert. [read post]
International Law Reporter - http://ilreports.blogspot.com/
No Extra Time for the SEC
28 Feb 2013, 11:08 am by Doug Cornelius
SEC Supreme Court Opinion (.pdf) For S.E.C., a Setback in Bid for More Time in Fraud Cases by Peter J. [read post]
Compliance Building - http://www.compliancebuilding.com
Supreme Court on Statute of Limitations for SEC Enforcement Actions
1 Mar 2013, 2:28 pm by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation,
Gabelli v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
DC Circuit Sends
30 Jul 2009, 2:47 am
Peter RasmussenA D.C. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
An Overview of the SEC Investigation of Elon Musk
19 Sep 2018, 12:00 am by Ana Engativa
(Peter J. [read post]
The Race to the Bottom - https://www.theracetothebottom.org/blog/
SEC Defeats Summary Judgment Bid in ‘Shadow Insider Trading’ Case
17 Dec 2023, 6:30 am
On November 20, 2023, a federal district court denied summary judgment for the defendant in SEC v. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
SEC Defeats Summary Judgment Bid in ‘Shadow Insider Trading’ Case
17 Dec 2023, 6:30 am
On November 20, 2023, a federal district court denied summary judgment for the defendant in SEC v. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Federal Appeals Court Sustains Bar in SEC v. Siris
1 Dec 2014, 2:14 am
This epic battle by a defendant/respondent against the Securities and Exchange Commission ("SEC") ends as many of these combats do -- with the SEC triumphant and, more to the point, apparently with good reason to take a victory lap. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
More on S. 3707 from Peter Margulies
13 Sep 2010, 2:00 pm by Benjamin Wittes
  In Harisiades v. [read post]
Lawfare - http://www.lawfareblog.com/
No Extra Time for the SEC
28 Feb 2013, 11:08 am by Doug Cornelius
SEC Supreme Court Opinion (.pdf) For S.E.C., a Setback in Bid for More Time in Fraud Cases by Peter J. [read post]
Compliance Building - http://www.compliancebuilding.com
Strauss on Free Enterprise Fund v. Public Company Accounting Oversight Board
13 Oct 2009, 11:27 pm
Peter L. [read post]
Legal Theory Blog - http://lsolum.typepad.com/legaltheory/
Gorsuch’s “Clear Enough” & Kennedy’s Anti-“Reflexive Deference”: Two Potential Limits on Chevron Deference (SCOTUS Term)
22 Jun 2018, 12:12 pm by Chris Walker
The headline administrative law opinion coming out of the Supreme Court yesterday was no doubt Justice Kagan's opinion for the Court in Lucia v. [read post]
PrawfsBlawg - http://prawfsblawg.blogs.com/prawfsblawg/
Securities Industry Commentator by Bill Singer Esq
4 Oct 2019, 8:38 am
In the Matter of the Arbitration Between Peter Dizdar, Claimant, v. [read post]
Broke and Broker - http://brokeandbroker.com/index.php