Search for: "SEC v. Rajaratnam" Results 1 - 20 of 54
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7 Feb 2012, 5:00 am by Jeremy Liles
 The SEC alleged that during 2008-09, Gupta disclosed material non-public information to Rajaratnam, who then traded on that information. [read post]
9 May 2011, 5:00 am by J Robert Brown Jr.
Insider trading for fiduciaries (directors of companies qualify) must meet the standard set out by the Supreme Court in SEC v. [read post]
6 May 2011, 8:00 am by J Robert Brown Jr.
We are discussing the circumstances surrounding the administrative proceeding brought by the SEC against Rajat Gupta in connection with his alleged tipping of information to Rajaratname. [read post]
12 Feb 2010, 1:31 pm by Richard D. Worth
On February 10, 2010, the Wall Street Journal published an article discussing Federal District Judge Jed Rakoff’s recent order requiring hedge-fund manager and founder of Galleon Group, Raj Rajaratnam, and others being sued by the SEC to provide wiretap recordings to the SEC by February 15, 2010 as part of pre-trial discovery in the matter of SEC v. [read post]
6 May 2011, 5:00 am by J Robert Brown Jr.
  Gupta played more than a cameo role in the insider trading case against Raj Rajaratnam. [read post]
12 Jul 2011, 1:01 pm by William McGrath
On Monday, July 11, 2011, New York federal Judge Jed Rakoff denied the SEC's Motion to Dismiss in Gutpa v. [read post]
6 Nov 2009, 4:47 am by Broc Romanek
More Insider Trading Charges from the SEC Following up on the giant insider-trading case a few weeks ago against Raj Rajaratnam and Galleon Management, the SEC brought insider trading charges against 13 more yesterday, including charges against a pair of lawyers for tipping inside information in exchange for kickbacks. [read post]
20 Oct 2009, 4:00 am
” References: SEC Charges Billionaire Hedge Fund Manager Raj Rajaratnam with Insider Trading – SEC Press Release SEC Complaint Against Rajaratnam, Galleon, and others – hosted on JD Supra A Zero Percent Chance of Success by Bruce Carton on Enforcement Action "Zero Percent Chance" Case Gets Worse by Bruce Carton on Enforcement Action US v. [read post]
15 Nov 2011, 9:56 am by admin
District Court for the Southern District of New York to pay a record monetary penalty of $92,805,705 in the Securities and Exchange Commission’s related enforcement action (SEC v. [read post]
13 Oct 2011, 9:33 am by Jeralyn
The Defense argues the wiretap statute mandates suppression and the standard set out in the landmark case of Franks v. [read post]
26 Oct 2011, 11:29 am by Joe Palazzolo
He pointed to the Supreme Court’s 1983 decision in Dirks v. [read post]
20 Oct 2009, 2:14 pm
The WSJ’s SEC reporter Kara Scannell sent along the following on what could become SEC v. [read post]