Search for: "SEC v. Sethi"
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23 Apr 2013, 6:28 am
Sethi, and Intercontinental Regional Center Trust of Chicago, LLCCase number: 13-cv-00982 (United States District Court for the Northern District of Illinois)Case filed: February 6, 2013Qualifying Judgment/Order: April 19, 2013 4/23/2013 7/22/2013 2013-38 SEC v. [read post]
19 Jul 2011, 3:02 pm
”The July 12 decision is State of California v. [read post]
4 Jan 2017, 4:45 am
(SEC v Sethi Complaint) How: All sorts of false and misleading statements and omissions to investors of Sethi Petroleum, LLC, to the tune of $4 million. [read post]
15 Nov 2019, 6:17 am
Cook & Co., on Saturday, November 9, 2019 Tags: CD&A, Derivatives, Disclosure, Hedging, Management, Proxy advisors, Proxy disclosure, SEC, SEC rulemaking, Securities regulation The Stewardship Implications of Passive Investing: Mobilizing Large Asset Managers as Stewards of Capital Markets Posted by Jackie Cook and Jasmin Sethi, Morningstar, Inc., on Saturday, November 9, 2019 Tags: Asset… [read post]
