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23 Jan 2024, 9:01 pm by renholding
In May 2022, Allianz pled guilty to charges from the SEC regarding the management of its Structured Alpha strategies and agreed to pay more than $6 billion in restitution, including over $1 billion in an SEC Fair Fund, which was made available to investors. [read post]
19 Jun 2023, 4:52 am by centerforartlaw
”[39] Although we will have to wait and see if the DOJ’s wire fraud theory proves successful, this case presents a strong possibility that the DOJ could theoretically use it as a model to police market manipulation for other modern activities in the digital asset space—and beyond— regardless of whether they are considered securities.[40] The SEC’s jurisdiction is limited to enforcing securities laws, but the DOJ can “dodge the knotty question of whether… [read post]
15 Jun 2018, 6:12 am
Securities and Exchange Commission, on Wednesday, June 13, 2018 Tags: Executive Compensation, Long-Term value, Repurchases, SEC, Securities regulation, Shareholder value, Taxation Marking to Market Versus Taking to Market Posted by Guillaume Plantin (Sciences Po) and Jean Tirole (University of Toulouse & IAST) , on Wednesday, June 13, 2018 Tags: Accounting, Agency costs, Contracts, Fair values, Information… [read post]
30 Jun 2017, 6:00 am by Doug Cornelius
Supreme Court will have the opportunity to address the question in the case of Digital Realty Trust v. [read post]
14 Oct 2016, 6:05 am
Kim, Wachtell, Lipton, Rosen & Katz, on Wednesday, October 12, 2016 Tags: Antitrust, Asset management, Banks, Boards of Directors, Executive Compensation, Financial institutions, Financial regulation, Financial technology, Mergers & acquisitions, Securities regulation, Shareholder activism, Shareholder value The “Reasonable Investor” of Federal Securities Law Posted by Amanda Rose, Vanderbilt Law School, on Thursday, October 13, 2016 Tags: Class actions, Common-law claims,… [read post]
19 May 2016, 9:23 am by Rebecca Tushnet
 Andrew Moore, Kevin Amer, Regan Smith, Jason Sloan  40,000 written comments. [read post]
5 Nov 2015, 9:49 pm by RegBlog
In a forthcoming article, Professor Teri Dobbins Baxter at the University of Tennessee College of Law explored state regulation of same-sex marriage after the Supreme Court’s decision in Obergefell v. [read post]
20 Jun 2014, 9:00 am by P. Andrew Torrez
Supreme Court issued its opinion in Lane v. [read post]
4 Jan 2014, 7:00 am by Nick Basciano
More on detention: Updating us on Abdullah v. [read post]
13 Feb 2008, 3:00 am
Memorial Sloan-Kettering Cancer Ctr. recently addressed this Labor Law sec. 240(1) issue. [read post]