Search for: "SEC v. Texas Gulf Sulphur Co." Results 1 - 8 of 8
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5 Jul 2017, 5:51 pm by Steve Bainbridge
Texas Gulf Sulphur Co., 401 F.2d 833 (2d Cir.), cert. denied, 394 U.S.... [[ This is a content summary only. [read post]
19 Apr 2010, 5:11 pm by Steve Bainbridge
Texas Gulf Sulphur Co., 401 F.2d 833, 849 (2d Cir. 1968) ("The speculators and chartists of Wall and Bay Streets are also ‘reasonable’ investors entitled to the same legal protection afforded conservative traders. [read post]
18 May 2018, 6:21 am by Doug Cornelius
” [More…] Disgorgement After Kokesh – Evidence from SEC Insider Trading Actions (FY2005-FY2015) by Verity Winship in NYU Law’s Compliance & Enforcement blog For about 50 years – at least since Texas Gulf Sulphur – the SEC has ordered defendants to disgorge their profits from transactions that violated the securities laws. [read post]
11 Sep 2015, 2:01 am by Kevin LaCroix
Texas Gulf Sulphur Co., 401 F.2d 833, 859 (2d Cir. 1968) (noting that Section 10(b) was intended as a “catch-all” enforcement provision directed at both buyers and sellers of securities and was purposefully written in broad language to effect this purpose). [read post]
19 Jan 2012, 7:00 pm by Thom Lambert
Texas Gulf Sulphur, mining company insiders who knew of an unannounced ore discovery purchased stock in their company, knowing that the stock price would rise when the discovery was announced. [read post]