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26 Feb 2023, 9:01 pm by renholding
Corporate secretaries, lawyers, and executives are actively engaged in the SEC’s shareholder proposal process. [read post]
19 May 2023, 4:00 am by Michael C. Dorf
(Even Justice Thomas thinks the Constitution limits state protectionist laws, but he would locate protection in the Import/Export Clause of Article I, Sec. 10 and the Privileges and Immunities Clause of Article IV, Sec. 2).In addition, pursuant to Pike v. [read post]
18 Jan 2011, 9:35 am by Kara OBrien
” This development provides an early view into what the Staff deems to be sufficient cooperation warranting some form of formal leniency, as well as what incentives the SEC may be willing to offer would-be cooperators. [read post]
28 Jun 2010, 8:30 am by David Zaring
  Here's the removal protection enjoyed by the Board that the Court struck down, as summarized by the Court: A Board member cannot be removed except for willful violations of the Act, Board rules, or the securities laws; willful abuse of authority; or unreasonable failure to enforce compliance—as determined in a formal Commission order, rendered on the record and after notice and an opportunity for a hearing. [read post]
25 Nov 2013, 10:58 am
This concept is the basis of a decision by the Court of Appeals in the 1999 case of Sears v. [read post]