Search for: "SEC v. Wills"
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20 Sep 2010, 8:00 am
Powell v. [read post]
15 Sep 2010, 4:12 pm
Jana Master Fund, Ltd. v. [read post]
7 Sep 2010, 6:00 am
” In support of this proposition, the SEC cites an 80 year old Delaware case, Triplex Shoe Co. v. [read post]
2 Sep 2010, 5:01 pm
In a comment letter to the SEC, SIFMA said that Dodd-Frank driven SEC regulations establishing a uniform federal fiduciary standard for brokers and advisers should be broadly guided by the dual principles of individual investor protection and individual investor choice. [read post]
20 Aug 2010, 9:38 am
United States v. [read post]
19 Aug 2010, 4:11 pm
If you thought that the debate over speculation was heated in the SEC v. [read post]
11 Aug 2010, 9:26 am
Ibid.; see also Sec. [read post]
29 Jul 2010, 12:35 pm
There is very little case law interpreting this provision, other than the general rule from Schnell v. [read post]
27 Jul 2010, 8:47 am
Given the uncertainty in today’s economic environment, however, the lender may be willing to allow the borrower an opportunity to let the transaction close, but if such a closing does not occur, it will want to be able to implement its remedies forthwith. [read post]
21 Jul 2010, 5:09 pm
Bankruptcy lawyers grasp this one: "bankruptcy insolvency" v. [read post]
6 Jul 2010, 5:17 pm
SEC. [read post]
28 Jun 2010, 6:00 pm
In Free Enterprise Fund v. [read post]
28 Jun 2010, 8:30 am
Here's the removal protection enjoyed by the Board that the Court struck down, as summarized by the Court: A Board member cannot be removed except for willful violations of the Act, Board rules, or the securities laws; willful abuse of authority; or unreasonable failure to enforce compliance—as determined in a formal Commission order, rendered on the record and after notice and an opportunity for a hearing. [read post]
25 Jun 2010, 9:22 am
Similarly, the CFMA limited the SEC's authority to regulate certain types of OTC derivatives. [read post]
25 Jun 2010, 4:43 am
Florida and Sullivan v. [read post]
18 Jun 2010, 3:58 am
Making an Effective Case Directly to the TV Networks Jennifer Santos, Vice President, Ad Standards, NBC History of network challenges: 1971, FTC started encouraging comparative advertising. [read post]
9 Jun 2010, 8:04 am
Title: Arar v. [read post]
1 Jun 2010, 5:00 am
Sources: SEC Complaint: SEC v. [read post]
29 May 2010, 4:27 pm
In Jones et al. v. [read post]
