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SSEK Investigating Centaurus Financial Brokers  Our brokerage firm misconduct lawyers at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) are representing investors who were sold structured certificates of deposits (CDs) by Centaurus Financial brokers Cindy Chiellini and Ricky Mantei. [read post]
SSEK Investigating Centaurus Financial Brokers  Our brokerage firm misconduct lawyers at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) are representing investors who were sold structured certificates of deposits (CDs) by Centaurus Financial brokers Cindy Chiellini and Ricky Mantei. [read post]
SSEK Investigating Stephen Klinger, ex-Wells Fargo Advisor Shepherd, Smith, Edwards & Kantas (“SSEK”), a law firm specializing in representing wronged investors, is looking into allegations against ex-broker Stephen Klinger for trading options for a client in his own account. [read post]
2 Aug 2019, 12:37 pm by ccollins
The post SSEK Investigates Darren Oglesby and Money Concepts Capital appeared first on Securities Fraud Attorney. [read post]
20 Jan 2020, 11:36 am by Shepherd Smith Edwards & Kantas, LLP
  Our investor lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are speaking with former investors who worked with Diaz at one of the 11 brokerage firms where he was registered including Edward Jones, Raymond James and First Allied Securities to help determine if they have grounds for a broker fraud claim. [read post]
20 Jan 2020, 11:36 am by Shepherd Smith Edwards & Kantas, LLP
  Our investor lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are speaking with former investors who worked with Diaz at one of the 11 brokerage firms where he was registered including Edward Jones, Raymond James and First Allied Securities to help determine if they have grounds for a broker fraud claim. [read post]
Anthony Hunter  Shepherd, Smith Edwards & Kantas (“SSEK”), a law firm specializing in representing wronged investors, is looking into allegations against Donovan St. [read post]
Anthony Hunter  Shepherd, Smith Edwards & Kantas (“SSEK”), a law firm specializing in representing wronged investors, is looking into allegations against Donovan St. [read post]
SagePoint Financial Broker Named In Customer Disputes  Our investor fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are looking into claims involving SagePoint Financial broker, Timothy Vanlohuizen. [read post]
SagePoint Financial Broker Named In Customer Disputes  Our investor fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are looking into claims involving SagePoint Financial broker, Timothy Vanlohuizen. [read post]
Woodbury Financial Services Representative Accused Of GPB Private Placements Sales If you are an investor who was sold GPB Capital private placements by Woodbury Financial Services broker Daryl Serizawa, our broker fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) want to talk to you. [read post]
Woodbury Financial Services Representative Accused Of GPB Private Placements Sales If you are an investor who was sold GPB Capital private placements by Woodbury Financial Services broker Daryl Serizawa, our broker fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) want to talk to you. [read post]
13 Jan 2020, 10:51 am by Shepherd Smith Edwards & Kantas, LLP
Former LifeMark Securities Broker Gets Banned By FINRA  If you are an investor who suffered losses while Stephen Carver handled your investments and wish to file an investor claim, our broker misconduct attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) want to talk to you. [read post]
13 Jan 2020, 10:51 am by Shepherd Smith Edwards & Kantas, LLP
Former LifeMark Securities Broker Gets Banned By FINRA  If you are an investor who suffered losses while Stephen Carver handled your investments and wish to file an investor claim, our broker misconduct attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) want to talk to you. [read post]
SSEK Investigates Richard Cagle If you are an investor who suffered losses while working with former Hilltop Securities Independent Network broker Richard Earl Cagle, please contact our broker fraud lawyers at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today. [read post]
27 May 2019, 8:05 am by ccollins
Shepherd, Smith, Edwards & Kantas Investigating Firms Selling Harvest Volatility Management Strategies’ Collateral Yield Enhancement Strategy The law firm of Shepherd, Smith, Edwards & Kantas (“SSEK Law Firm”) is investigating several firms that have been selling Harvest Volatility Management Strategies as a safe way for customers to earn extra income from their investment portfolio. [read post]
Shepherd Smith Edwards and Kantas (SSEK Law Firm) are currently investigating complaints and concerns by former customers of Ami Forte who are suspecting that their losses may be due to fraud. [read post]
Many SBLOC Investors Not Apprised of Risks If you are an investor who suffered significant losses from securities-backed line of credits (SBLOCs) and your brokerage firm and their broker neglected to tell you about the risks involved, our investment fraud lawyers at Shepherd Smith Edawrds and Kantas (SSEK Law Firm) would like to talk to you. [read post]