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Florida Retirees File $2.5M FINRA Arbitration Case Against Henley & Co. Over Alleged Ponzi Scam Losses
21 Oct 2021, 7:36 am by Shepherd Smith Edwards & Kantas, LLP
Our Ponzi fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) are speaking with investors who suffered losses while working with ex-Henley & Co. broker Philip Incorvia. [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
FINRA Accuses Spartan Capital Securities Broker Mark Reda of Allegedly Excessive Trading In Customer Accounts and Making Unsuitable Recommendations
2 Jul 2021, 7:47 am by Shepherd Smith Edwards & Kantas, LLP
   Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) is speaking to customers of Spartan Capital Securities Mark Reda who have suffered significant investment losses to help them explore their legal options. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
FMS Bonds Accused of Overconcentrating Texas Investor’s Portfolio in Bad Bonds, Including Frontier Communications Investments, Causes $1M in Losses
26 May 2020, 7:26 am by Shepherd Smith Edwards & Kantas, LLP
  Our Texas investor lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are representing this investor in Financial Industry Regulatory Authority (FINRA) arbitration to recover these losses. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
NY Retiree Says David Lerner Associates Broker Mike Norton Sold Her Unsuitable Energy 11 Investment
15 Feb 2021, 11:03 am by Shepherd Smith Edwards & Kantas, LLP
  Our New York securities fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) are representing this senior investor in her Financial Industry Regulatory Authority (FINRA) arbitration claim against the brokerage firm. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Hedge Funds That Own Puerto Rico General Obligation Bonds Continue to Fight for Repayment
5 Mar 2019, 9:32 am by ccollins
Already, the SSEK Law Firm has recovered tens-of-millions on behalf of Puerto Rico investors. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Financial Firms: UBS Settles with Virginia’s Regulator over Broker’s Unsuitable Recommendations, FINRA Fines Texas Broker-Dealer $225K for Mutual Fund Sales Violations, and an Ex-Client Seeks $500K from Carson Wealth while Alleging Excessive Fees
19 Feb 2019, 1:09 pm by ccollins
Contact SSEK Law Firm today for a free, no obligation consultation of your case. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Ex-UBS Puerto Rico Broker is Sentenced to Prison
29 Mar 2019, 12:01 pm by ccollins
Contact SSEK Law Firm today if you invested your money through Jose Ramirez, Doel Garcia, Leslie Highley, David Lugo, Luis Sanchez, Fernando Castillo, or any other current or former UBS Puerto Rico broker and you suspect your losses may be due to fraud. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Investor Fraud: Former MML Investors Broker Who Sold $3.5M of Woodbridge Notes is Barred, Ex-Merrill Lynch Rep Gets 40-Month Prison Term for Defrauding Clients, and Barred UBS Broker is Sentenced in $3.7M Fraud
15 Feb 2019, 11:32 am by ccollins
SSEK Law Firm Over the years, our SSEK Law Firm broker fraud lawyers have worked with thousands of investors in helping them to recover their losses. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
U.S. First Court of Appeals Reverses Lower Court and Rules that Puerto Rico Bondholders Have a Valid Claim on Pension Fund Assets
5 Feb 2019, 5:55 pm by ccollins
SSEK Law Firm has worked to help investors both on the island and on the mainland, recovering many millions of dollars for them. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Massachusetts Fines LPL Financial $1.1M
2 Jul 2019, 1:09 pm by ccollins
Contact SSEK Law Firm today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Ex- Financial Adviser Peggy Fulford is Sentenced to 10 Years in Prison for Defrauding Professional Athletes
25 Jan 2019, 9:48 am by ccollins
SSEK Law Firm is a Texas-based investor fraud firm that represents investors throughout the state and nationwide. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Texas Couple Indicted for Allegedly Embezzling $14.5M from Retirement Funds
30 Oct 2018, 1:14 pm by ccollins
SSEK Law also represents retirement fund investors and retirees throughout the US. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Woodbridge and Its Ex-Owner Must Pay $1B Over Alleged Ponzi Scam
30 Jan 2019, 5:00 am by ccollins
Ponzi Fraud LawyersShepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) works with investors that have lost money because they fell victim to a Ponzi scam. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Ex-Morgan Stanley Broker Suspended Over Alleged Churning
4 Jun 2019, 11:14 am by ccollins
Contact SSEK Law Firm today so that we can help you explore your legal options with a free, no obligation consultation. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Ex- Wells Fargo Broker Faces 128 Felony Counts in Alleged $1M Ponzi Scam
3 Jan 2019, 11:33 am by ccollins
At Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) our broker fraud law firm is here to help investors recoup losses sustained due to negligence or fraud. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Merrill Lynch to Pay $300K to Settle Inadequate Supervision Allegations
14 Dec 2018, 1:13 pm by ccollins
Contact SSEK Law Firm today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
SEC Announces $4.5M Whistleblower Award
29 May 2019, 2:19 pm by ccollins
Contact SSEK Law Firm today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Puerto Rico’s Fiscal Oversight Board Reportedly Will Pay Advisor Brown Rudnick $790/Hour
7 Jan 2019, 11:35 am by ccollins
Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) has been working with investors in Puerto Rico and on the mainland by helping them to bring their Puerto Rico securities fraud claims in Finra arbitration. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
International Assets Advisory “Proudly” Hires Brokers With “Checkered” Pasts
10 Dec 2018, 7:17 am by ccollins
Contact SSEK Law Firm today to ask for your free case consultation with one of our experienced brokerage firm misconduct attorneys. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Broker-Dealers Who Sold GPB Investments
5 Mar 2019, 10:03 am by ccollins
 SSEK Law Firm has helped thousands of investors in recouping their investor fraud losses. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/