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Investor Fraud: Quest Capital Strategies Must Pay Investor $276K in Woodbridge Ponzi Fraud, FINRA Warns Firms About Recommending Unsuitable 529 Plan Share Classes, and Ex-Ameritas Broker is Barred from the Securities Industry
31 Jan 2019, 1:24 pm by ccollins
Contact SSEK Law Firm today so that we can advise you on your legal options. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Woodbridge and Its Ex-Owner Must Pay $1B Over Alleged Ponzi Scam
30 Jan 2019, 5:00 am by ccollins
Ponzi Fraud LawyersShepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) works with investors that have lost money because they fell victim to a Ponzi scam. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Criminal Securities Fraud: Another Ex-Wilmington Trust Executive Gets His Prison Term, Former Rock Capital Trader in $13.7M Fake Profits Scam to Serve 5-Year Sentence, and Ex-NJ Financial Adviser Who Defrauded Customers Waits for Jury Verdict
29 Jan 2019, 5:06 am by ccollins
Contact SSEK Law Firm and ask for your free, no obligation case consultation. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Texas Real Estate Developer Faces SEC Charges Over Alleged Multimillion-Dollar Ponzi Scam
28 Jan 2019, 10:04 am by ccollins
Texas Investor Fraud Lawyers Our Texas securities attorneys at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) represents investors throughout the state. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Ex- Financial Adviser Peggy Fulford is Sentenced to 10 Years in Prison for Defrauding Professional Athletes
25 Jan 2019, 9:48 am by ccollins
SSEK Law Firm is a Texas-based investor fraud firm that represents investors throughout the state and nationwide. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Securities Cases: Massachusetts Charges Royal Alliance Over Unsuitable Investment Advice, Ex-Schwab Rep. is Fined For Alleged False Statements, and Texas Broker Accused of Bank Fraud Gets His CFP Designation Suspended
24 Jan 2019, 1:16 pm by ccollins
Investor Fraud Lawyers At Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) our investor lawyers work with clients that have lost money due to broker fraud, broker negligence, and inadequate supervision by a brokerage firm. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
CFD Investments Ordered to Pay $125K Fine Over the Inadequate Supervision of Variable Annuity Sales
21 Jan 2019, 1:09 pm by ccollins
If you believe your variable annuity investment losses are due to inadequate supervision, inappropriate recommendations, or other reasons that could indicate signs of broker misconduct, negligence, or fraud, contact SSEK Law Firm today and ask for your free, no obligation case consultation. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Royal Alliance and Former Broker Are Ordered to Pay $4.2M To Widow Who Was Victim of Investor Fraud
17 Jan 2019, 1:11 pm by ccollins
Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) has a team of experienced older investor fraud lawyers on staff that are here to help elderly investors, as well as other vulnerable investors—including investors with disabilities or serious illnesses—in pursuing their broker fraud claim. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Puerto Rico Oversight Board Seeks to Invalidate Over $6 Billion of General Obligation Bonds
15 Jan 2019, 10:24 am by ccollins
If you lost money from Puerto Rico bonds or closed-end bond funds sold to you by UBS-Puerto Rico, Oriental Bank, Popular Securities, GMS Securities, Santander Securities (SAN), Merrill Lynch, or another broker-dealer, contact Shepherd, Smith Edwards and Kantas, LLP (SSEK Law Firm) today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Enbridge Acquires The Rest of Its Houston-Based Mastered Limited Partnership Operations
11 Jan 2019, 2:30 pm by ccollins
Contact SSEK Law Firm today so that we can help you determine whether you have grounds for an investor claim. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Finra Bars Another Ex-Morgan Stanley Representative, Fines Firm $10M for AML Detection Deficiencies, and Orders It To Pay Two Investors $4.2M For Broker Fraud
10 Jan 2019, 8:47 am by ccollins
At Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm), we have gone up against hundreds of financial firms in pursuing investor claims for losses involving broker fraud and investment adviser fraud. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Houston, TX-Based Brokerage Firm Next Financial is Acquired by Atria
9 Jan 2019, 11:31 am by ccollins
SSEK Law Firm has represented thousands of individual and institutional investors against hundreds of financial firms. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Puerto Rico’s Fiscal Oversight Board Reportedly Will Pay Advisor Brown Rudnick $790/Hour
7 Jan 2019, 11:35 am by ccollins
Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) has been working with investors in Puerto Rico and on the mainland by helping them to bring their Puerto Rico securities fraud claims in Finra arbitration. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Ex- Wells Fargo Broker Faces 128 Felony Counts in Alleged $1M Ponzi Scam
3 Jan 2019, 11:33 am by ccollins
At Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) our broker fraud law firm is here to help investors recoup losses sustained due to negligence or fraud. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Big Banks End 2018 Holding At Least $1.6B of Unsold Loans Involving Leveraged Buyout Debt
31 Dec 2018, 1:04 pm by ccollins
Contact SSEK Law Firm today to request your free case consultation. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
When Margin Calls Lead to Investor Fraud Losses
22 Dec 2018, 9:49 am by ccollins
Contact SSEK Law Firm and ask to speak with one of our experienced investor fraud attorneys today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Puerto Rico Consultant McKinsey & Company’s Ownership of $20 Million of Puerto Rico Bonds Raises Conflict of Interest Concerns
21 Dec 2018, 1:13 pm by ccollins
Contact SSEK Law Firm today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Criminal Securities Fraud: Jury Convicts Former NJ Investment Manager Over $10M Ponzi Scam and Wilmington Trust Executives Get Prison Term of Six Years
21 Dec 2018, 4:50 am by ccollins
Contact SSEK Law Firm today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Financial Firm News: Goldman Sachs Faces Criminal Fraud Charges in Malaysia and UBS is Fined $15M Over Poor Anti-Money Laundering Detection Systems and Multibillion-Dollar Fraud Involving 1MDB Fund Leads to Criminal Charges for Goldman
20 Dec 2018, 10:33 am by ccollins
Your first case consultation with one of our investor lawyers at the SSEK Law Firm is a free, no obligation session. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Investor Fraud: Ex-HCR Wealth Advisors Advisor Who Stole $1.2M from Pro Athlete Makes a Deal with the SEC, Investment Adviser and His Daughter Settle $7.9M Ponzi Scam Case, and Texas-Based Developers to Pay Over $50M in E-B Offering Scam
17 Dec 2018, 1:18 pm by ccollins
Contact Shepherd Smith Edwards and Kantas, LTD LLP (SSEK Law Firm) today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/