Search for: "SSEK Law"
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17 Dec 2008, 5:34 pm
The stockbroker fraud law firm is also exploring other sources of investor relief. [read post]
17 Dec 2019, 7:40 am
Kalos Capital Broker Sold GPB Private Placements and LIETFs Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) is investigating customer complaints involving Darren Michael Kubiak, a Kalos Capital broker who is currently suspended from the industry for three months. [read post]
5 Feb 2020, 7:51 am
Stockbroker Accused Of Improperly Borrowing From Older Customer If you suffered investment losses while First Western Securities broker, Kerry Dean Wills was your financial representative, contact Shepherd Smith Edwards and Kantas (SSEK Law Firm). [read post]
11 Sep 2020, 11:18 am
At Shepherd Smith Edwards and Kantas (SSEK Law Firm), our bond fraud lawyers are here to tell you that you may have grounds for a Financial Industry Regulatory Authority (FINRA) arbitration claim against the broker that sold you these investments. [read post]
20 Feb 2020, 6:41 am
Texas-Based Broker Sold GPB Private Placements To Retiree Couple Once again, Shepherd Smith Edwards and Kantas (SSEK Law Firm) has filed an investor fraud claim against a broker-dealer after its financial advisor sold investments in GPB Capital Holding’s funds to customers. [read post]
14 Jun 2021, 6:56 am
Ameriprise Financial Services Investment Advisor Accused of Unsuitability, Misrepresentations If you suffered investment losses while working with Ameriprise Financial Services stockbroker, Kevin Douglas Houser, please contact Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) right away. [read post]
16 Apr 2021, 10:52 am
Unsuitability Involving Private Placements Alleged Our unsuitable investment fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) are looking into customer complaints involving SagePoint Financial stockbroker, Christopher R. [read post]
9 Jun 2020, 7:15 am
SSEK Investigating Financial Advisor That Recommended Unsuitable MLPs To Investors Shepherd, Smith, Edwards & Kantas, a law firm specializing in representing wronged investors, is looking into allegations against financial advisors that concentrated their clients in Alerian MLP ETF (“AMLP”) and other oil & gas related master limited partnerships (“MLPs”) amid the significant downturn in oil prices since February. [read post]
21 Feb 2020, 5:33 am
Ex-NYLife Securities Broker Accused Of Selling Investments In Mass Ponzi Scam If you suffered losses after former NYLife Securities broker, Kari Bracy, also known as Kari Falwell, or any other registered representative persuaded you to invest in Future Income Payments, please contact Shepherd Smith Edwards and Kantas (SSEK Law Firm) today. [read post]
12 May 2020, 7:34 am
For thirty years, Shepherd Smith Edwards and Kantas (SSEK Law Firm) has worked with investors seeking to recover losses they suffered because a broker and their broker-dealer sold them real estate investment trusts (REITs) that were too high risk for their portfolios. [read post]
8 Mar 2024, 7:37 pm
San Francisco Financial Advisor Fraud Lawyers of SSEK are Representing SF Bay Area Investors In Recouping Their Portfolio Losses Shepherd Smith Edwards and Kantas (investorlawyers.com) is pleased to announce that we have recently opened a securities law office in San Francisco. [read post]
1 Apr 2020, 4:25 am
UBS To Offer Redemptions to ETRACS ETN Investors After Coronavirus-Spurred Crash If you are an investor who was sold UBS ETRACS exchange-traded notes (ETNs), please contact our investor lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) today. [read post]
17 Feb 2020, 6:28 am
Ex-Forest Securities Broker Is Barred By FINRA Please contact our broker fraud lawyers at Sheperd Smith Edwards and Kantas (SSEK Law Firm) if former Forest Securities stockbroker, Jeffery Scott Nimmow, sold you Woodbridge promissory notes. [read post]
27 May 2022, 12:43 pm
SSEK Law Firm is Representing Investors Against Centaurus Financial In a recent InvestmentNews column, reporter Bruce Kelly discussed how broker-dealers and their financial advisors continued selling L Bonds to customers despite indications of possible troubles at GWG Holdings, Inc. [read post]
23 Dec 2019, 7:11 am
Centaurus Financial Broker Named In Multiple Customer Disputes If you suffered substantial investment losses while Centaurus Financial broker, Katherine Nishnic, was your registered representative, please contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm). [read post]
18 May 2020, 10:19 am
Brokerage Firm Made Unsuitable Investment Recommendations to An Inexperienced Investor Our brokerage firm fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) have filed a Financial Industry Regulatory Authority (FINRA) arbitration against Morgan Stanley on behalf of an elderly Dallas, Texas investor. [read post]
20 Nov 2019, 6:07 am
Our investment fraud lawyers at Sheperd Smith Edwards and Kantas, LLP (SSEK Law Firm) represent a number of investors who have suffered losses from investing in GPB private placements that were sold to them by brokerage firms and their brokers. [read post]
7 Jan 2020, 6:44 am
Ex-Royal Alliance Broker Stole Money From Older Women With Disabilities If you suffered losses while working with former Royal Alliance Associates broker, Gary Basralian, our broker fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) want to talk to you. [read post]
3 Mar 2020, 4:26 am
Elderly Investor Claims $250K in GPB Fraud Losses In yet another GPB private placement fraud case, our broker fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) have filed a claim on behalf of an investor. [read post]
23 Mar 2022, 2:11 pm
Stone Beacon Capital CEO Faces Unsuitability and Negligence Allegations If you suffered investment losses while working with financial advisor Chadwick Charles Collins, please contact our California broker misconduct attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) today at (619) 550-4847. [read post]
