Search for: "SSEK Law"
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3 Mar 2020, 4:26 am
Elderly Investor Claims $250K in GPB Fraud Losses In yet another GPB private placement fraud case, our broker fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) have filed a claim on behalf of an investor. [read post]
28 Feb 2020, 5:48 am
Texas Revokes George Marwieh’s RIA License Our broker misconduct lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are investigating claims by customers who were sold Future Income Payments notes by their financial advisers or brokers. [read post]
27 Feb 2020, 6:56 am
Shepherd Smith Edwards and Kantas (SSEK Law Firm) is offering free, no-obligation initial case assessments to former Principal Securities customers of Krohn who sustained substantive losses while working with him. [read post]
25 Feb 2020, 7:38 am
Contact SSEK Law Firm today. [read post]
21 Feb 2020, 5:33 am
Ex-NYLife Securities Broker Accused Of Selling Investments In Mass Ponzi Scam If you suffered losses after former NYLife Securities broker, Kari Bracy, also known as Kari Falwell, or any other registered representative persuaded you to invest in Future Income Payments, please contact Shepherd Smith Edwards and Kantas (SSEK Law Firm) today. [read post]
20 Feb 2020, 6:41 am
Texas-Based Broker Sold GPB Private Placements To Retiree Couple Once again, Shepherd Smith Edwards and Kantas (SSEK Law Firm) has filed an investor fraud claim against a broker-dealer after its financial advisor sold investments in GPB Capital Holding’s funds to customers. [read post]
19 Feb 2020, 7:05 am
Fired Merrill Lynch Broker Barred By FINRA Indefinitely If you were an investor who sustained losses while working with Ma Rosa Linan Abrego, contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today. [read post]
17 Feb 2020, 6:28 am
Ex-Forest Securities Broker Is Barred By FINRA Please contact our broker fraud lawyers at Sheperd Smith Edwards and Kantas (SSEK Law Firm) if former Forest Securities stockbroker, Jeffery Scott Nimmow, sold you Woodbridge promissory notes. [read post]
13 Feb 2020, 7:45 am
Ex-Morgan Stanley Broker Sentenced To 30 Months Please contact Shepherd Smith Edwards and Kantas (SSEK Law Firm) if Elias Herbert Hafen, a former Morgan Stanley (MS) and Wells Fargo (WFC) broker, was your financial representative when you suffered substantial investment losses that you think may be due to fraud. [read post]
10 Feb 2020, 7:52 am
Shepherd Smith Edwards and Kantas (SSEK Law Firm) have been speaking to former customers of Diaz who sustained investment losses while working with him. [read post]
7 Feb 2020, 9:58 am
Non-Traditional Exchange-Traded Funds Are Not Suitable For Every Investor Our securities fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are looking into complaints by investors whose brokers may have inappropriately recommended that they invest in non-traditional exchange-traded funds (ETFs). [read post]
5 Feb 2020, 7:51 am
Stockbroker Accused Of Improperly Borrowing From Older Customer If you suffered investment losses while First Western Securities broker, Kerry Dean Wills was your financial representative, contact Shepherd Smith Edwards and Kantas (SSEK Law Firm). [read post]
4 Feb 2020, 7:00 am
Suspended Broker Accused of Making Unsuitable Recommendations to Retiree If you sustained investment losses while working with ex-Berthel Fisher broker Mason Gann, contact our stockbroker fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) today. [read post]
30 Jan 2020, 7:57 am
Contact Shepherd Smith Edwards and Kantas (SSEK Law Firm) today to schedule your free, no-obligation case consultation. [read post]
28 Jan 2020, 8:28 am
UBS Financial Broker Accused Of Unsuitable Recommendations If UBS stockbroker, Christopher Wayne Tolman, recommended that you employ UBS’s Yield Enhancement Strategy (YES) for your investments and you sustained significant losses as a result, our securities fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) want to talk to you. [read post]
23 Jan 2020, 12:51 pm
Accused of Inappropriate REIT Recommendations Our investor lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are looking into claims by clients of former First Allied Securities stockbroker Shlomo Strugano. [read post]
22 Jan 2020, 6:50 am
SagePoint Financial Broker Named In Customer Disputes Our investor fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are looking into claims involving SagePoint Financial broker, Timothy Vanlohuizen. [read post]
21 Jan 2020, 7:54 am
Woodbury Financial Services Representative Accused Of GPB Private Placements Sales If you are an investor who was sold GPB Capital private placements by Woodbury Financial Services broker Daryl Serizawa, our broker fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) want to talk to you. [read post]
20 Jan 2020, 11:36 am
Our investor lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are speaking with former investors who worked with Diaz at one of the 11 brokerage firms where he was registered including Edward Jones, Raymond James and First Allied Securities to help determine if they have grounds for a broker fraud claim. [read post]
13 Jan 2020, 10:51 am
Former LifeMark Securities Broker Gets Banned By FINRA If you are an investor who suffered losses while Stephen Carver handled your investments and wish to file an investor claim, our broker misconduct attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) want to talk to you. [read post]
