Search for: "STEIN v. UNITED STATES SECURITIES AND EXCHANGE COMMISSION"
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24 Feb 2015, 5:04 pm
Avakian also discussed the impact of the Second Circuit’s recent decision in United States v. [read post]
21 Dec 2011, 5:17 am
According to the indictment Stein and co-conspirators faked purchase orders from fictitious customers and then issued press releases and filed documents with the Securities and Exchange Commission (SEC) that reported the fictitious sales. [read post]
9 May 2017, 11:41 am
Last Thursday, Jay Clayton was officially sworn in as the new Chairman of the Securities and Exchange Commission. [read post]
16 Oct 2020, 12:55 pm
Securities and Exchange Commission 20-276Issue: Whether Congress has implicitly stripped federal district courts of jurisdiction to adjudicate separation-of-powers challenges to the authority of the Security and Exchange Commission’s administrative law judges to preside over enforcement proceedings. [read post]
4 Dec 2020, 6:15 am
Securities and Exchange Commission), William D. [read post]
15 Jan 2023, 2:35 pm
This article explores guidelines from the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) and provides practical strategies for corporations to navigate the investigation process. [read post]
11 Oct 2023, 11:17 am
Standing to raise bankruptcy claims Truck Insurance Exchange v. [read post]
29 Jul 2022, 4:00 am
Stephen Buyer, Former GOP Congressman, Accused of Insider Trading MSN – Hamza Shaban (Washington Post) | Published: 7/25/2022 The Securities and Exchange Commission charged former U.S. [read post]
13 Aug 2021, 4:00 am
End Citizens United had alleged Scott and the New Republican PAC, a group he formerly chaired, violated election laws prohibiting coordination between candidates and outside groups. [read post]
30 Aug 2024, 3:00 am
In a few of the biggest Supreme Court decisions of the last few years – including Dobbs v. [read post]
26 Aug 2022, 4:00 am
White Coats in the State Capital: OB-GYNs become political force in abortion wars Yahoo News – Alice Miranda Ollstein and Megan Messerly (Politico) | Published: 8/22/2022 Physicians, many of whom have never mobilized politically, are banding together in the wake of the Supreme Court overturning Roe v. [read post]
13 Oct 2023, 4:00 am
In exchange, he allegedly used his influence to protect three businesspeople and benefit the government of Egypt. [read post]
6 Dec 2017, 1:19 pm
Time agreed to pay $25,000, $12,500 in advance and an additional $12,500 at publication, in exchange for the right to excerpt 7,500 words from Mr. [read post]
31 Jan 2019, 2:03 pm
A version of this article previously was published on Securities Docket. [read post]
29 Dec 2017, 7:34 am
It no doubt explains why Spotify and China's internet giant Tencent exchanged equity stakes of just under 10 per cent of each other, and why Tencent now has a $2 billion stake in Snapchat. [read post]
