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24 Aug 2023, 6:32 am
Congress also gave the Commission specific new authorities under the Investment Advisers Act of 1940 to prohibit or restrict advisers’ sales practices, conflicts, and compensation schemes. [1] This built upon our existing authorities to regulate advisers with respect to their books and records as well as with respect to fraudulent, deceptive, or manipulative practices, among others. [2] In addition, Congress mandated in 1996 that, in our rulemaking, the Commission must consider… [read post]
23 Aug 2023, 9:01 pm by renholding
Congress also gave the Commission specific new authorities under the Investment Advisers Act of 1940 to prohibit or restrict advisers’ sales practices, conflicts, and compensation schemes.[1] This built upon our existing authorities to regulate advisers with respect to their books and records as well as with respect to fraudulent, deceptive, or manipulative practices, among others.[2] In addition, Congress mandated in 1996 that, in our rulemaking, the Commission must consider… [read post]
23 Aug 2023, 11:17 am by Florian Mueller
This post--which may in fact be the last one on that merger before (all going well) some final comments on the closing of the deal--has three parts. [read post]
New Zealand is currently experiencing a cost of living crisis, which has drawn other professions to go on strike as well. [read post]
16 Aug 2023, 6:30 am by ernst
The committee will then review the proposals and recommend a list to the Board of Directors of the Society in preparation for its meeting in November 2023.The application form is available here.Please direct any questions, as well as completed application forms, to Allison Tirres, Chair, at proposals@aslh.net. [read post]
16 Aug 2023, 4:00 am by Anna Price
The following is a guest post by Sarah Friedman, a former Presidential Management Fellow working with the Public Services Division at the Law Library of Congress. [read post]
16 Aug 2023, 4:00 am by Hannah Steeves
Earlier this year, when ChatGPT made a splash in everyone’s lives, our colleague, Sarah Gotschall made a LibGuide called, ChatGPT and Bing Chat: Generative AI Legal Research. [read post]
15 Aug 2023, 7:51 am by ernst
He also leaves his grandchildren, Rebecca, Hannah, Rachel, and Jessica Rosenthal, Joshua and Brittany Root, Eric Root, Andrea and Jose Peña, Sarah Hyman, Daniel Hyman, Dr. [read post]
14 Aug 2023, 8:18 am by jeffreynewmanadmin
The SEC’s investigation was conducted by Samantha Martin, Melvin Warren, and Carol Stumbaugh of the SEC’s Fort Worth Regional Office, under the supervision of Sarah S. [read post]
13 Aug 2023, 1:06 pm by Chris Castle
Protections for creative workers from AI is at the heart of the SAG-AFTRA and Writers Guild strikes and we would do well to pay attention because Silicon Valley is coming for the music business, too. [read post]
11 Aug 2023, 6:59 am by Joel R. Brandes
The district court concluded the lack of physical abuse, violence, or threats of violence as well as limited evidence of control distinguished this case from other instances where coercion impacted the habitual residence determination. [read post]
7 Aug 2023, 6:32 am
Posted by Sarah Crowe and Charles Neidenbach, Nasdaq, Inc., on Monday, August 7, 2023 Editor's Note: Sarah Crowe is ESG and Sustainability Channel Lead and Charles Neidenbach is a Lead ESG Advisor at Nasdaq. [read post]
7 Aug 2023, 6:32 am
Posted by Sarah Crowe and Charles Neidenbach, Nasdaq, Inc., on Monday, August 7, 2023 Editor's Note: Sarah Crowe is ESG and Sustainability Channel Lead and Charles Neidenbach is a Lead ESG Advisor at Nasdaq. [read post]
6 Aug 2023, 1:13 pm by Sabrina I. Pacifici
There is also a little about me, Sarah Glassmeyer. [read post]
6 Aug 2023, 6:45 am
The form and function of subjectivity were likewise positioned in psychiatry and literature, as well as in aesthetics, as Jan Broekman’s texts on ‘cubism’ demonstrated. [read post]
4 Aug 2023, 4:00 am by Jim Sedor
Bob Stern, who co-authored the state’s political reform law in 1974, reviewed the proposed measure and pointed to support from the public in further scrutinizing lawmakers’ interactions with lobbyists as well as more information into legislative probes. [read post]
3 Aug 2023, 3:25 pm by Eric Blumrosen
However, the stability and longevity of such tax credits are essential to provide certainty to investors and ensure long-term commitment to CCUS projects which will last well beyond the tax credit scheme currently in place. [read post]
3 Aug 2023, 12:56 pm by jeffreynewmanadmin
Wei provided information related to the repairs the Essex was undergoing, as well as other mechanical problems with similar vessels. [read post]
3 Aug 2023, 11:02 am by Sarah Woolston
The post Anaheim Voters Will Decide on $25/Hour Hotel Minimum Wage on Oct. 3 appeared first on HRWatchdog by Sarah Woolston. [read post]