Search for: "Scott Morgan" Results 41 - 60 of 677
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24 Apr 2023, 3:33 am
The Six-Year FINRA and SEC Regulatory Saga of Craig Scott Capital (BrokeAndBroker.com Blog) FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture (BrokeAndBroker.com Blog) JPMorgan Seeks TRO Against Advisor Who Fled to Morgan Stanley / In a complaint filed last week, JPMorgan accused the advisor of criticizing its investment offerings and the advisor who replaced him, to induce clients to make the jump to Morgan Stanley. [read post]
8 Apr 2010, 9:32 am by Tom Hargett
“The actions taken by regulators today are long overdue,” said Scott Shewan, president of the Public Investors Arbitration Bar Association, in the Investment News story. [read post]
6 Jul 2011, 6:44 am by South Florida Lawyers
As the prospect of the application of the Supreme Court's Concepcion decision on arbitration clauses hangs over their heads, the plaintiffs and JP Morgan Chase Bank are unable to settle their claims before mediator and former federal judge™ Tom Scott, who has declared an impasse.You can read the plaintiffs' response to the arbitration motion here.The response centers largely on waiver and all the litigation conduct undertaken by Chase over the last two years, and… [read post]
11 Aug 2023, 4:07 pm
Such proof included the evidence that: (1) Scott voluntarily and substantially slashed his salary to $100,000 even though his earning capacity was much higher and SCA has sufficient non-operating reserves to at least cover the $90,444 he owed for child support; (2) in lieu of Scott’s taking a larger salary to meet his personal and family expenses in 2020, Scott and his current spouse evidently covered such expenses in part by taking distributions totaling at least… [read post]
19 Mar 2008, 11:19 am
Morgan Kousser Rethinking Treaty Interpretation Scott M. [read post]
3 Nov 2011, 6:40 am by Ronald London
By Bob Scott and Rob Morgan The Electronic Privacy Information Center (“EPIC”) filed a complaint on October 28, 2011 with the Federal Trade Commission (“FTC”) urging the FTC to investigate whether Verizon Wireless has engaged in “unfair and deceptive trade practices” by changing some of its data collection and disclosure practices. [read post]
8 Dec 2008, 2:15 pm
The spinoff's lawyers at Bartlit Beck Herman Palenchar & Scott assert that Morgan Stanley forced Discover to agree, on the eve of trial, to accept a settlement for far less than Discover might have won in the courtroom. [read post]
18 Jan 2013, 8:05 am by Michael Viola
The following post was written by guest blogger Scott Morgan, a Texas divorce lawyer with the Morgan Law Firm. [read post]
6 Dec 2021, 10:00 pm
We were joined by Terrence Burek, senior counsel, neurology & immunology at EMD Serono, and Morgan Lewis partner Scott Memmott, who highlighted specific compliance risk areas for healthcare professionals (HCPs), as well as permissible interactions with pharmaceutical and medical device manufacturers and contracting/risk mitigation best practices. [read post]
6 Dec 2021, 10:00 pm
We were joined by Terrence Burek, senior counsel, neurology & immunology at EMD Serono, and Morgan Lewis partner Scott Memmott, who highlighted specific compliance risk areas for healthcare professionals (HCPs), as well as permissible interactions with pharmaceutical and medical device manufacturers and contracting/risk mitigation best practices. [read post]
12 Apr 2021, 10:00 pm
If you missed our live program with Morgan Lewis partner Scott McBride and MD Anderson Deputy Chief Compliance Officer Krista Barnes, you can still view the presentation, or check out the highlights below. [read post]
5 May 2016, 4:51 am by Editor Charlie
Blake Morgan, the recording artist head of ECR Music Group who founded the #irespectmusic grassroots campaign, is heading back for a third appearance at Canadian Music Week on Saturday, May 7. [read post]
22 May 2008, 1:11 pm
Five additional people, including former employees of Morgan Stanley and Janney Montgomery Scott, were indicted Thursday as part of a large federal investigation into the stock-loan industry. [read post]
30 Oct 2023, 6:17 am
Federal Court Confirms Multi-Million Dollar FINRA Arbitration Award for Charles Schwab Against Morgan Stanley (BrokeAndBroker.com Blog) Financial Professionals Coalition, Ltd. [read post]
6 Dec 2021, 10:00 pm
We were joined by Terrence Burek, senior counsel, neurology & immunology at EMD Serono, and Morgan Lewis partner Scott Memmott, who highlighted specific compliance risk areas for healthcare professionals (HCPs), as well as permissible interactions with pharmaceutical and medical device manufacturers and contracting/risk mitigation best practices. [read post]
12 Apr 2021, 10:00 pm
If you missed our live program with Morgan Lewis partner Scott McBride and MD Anderson Deputy Chief Compliance Officer Krista Barnes, you can still view the presentation, or check out the highlights below. [read post]
12 Apr 2021, 10:00 pm
If you missed our live program with Morgan Lewis partner Scott McBride and MD Anderson Deputy Chief Compliance Officer Krista Barnes, you can still view the presentation, or check out the highlights below. [read post]
6 Dec 2021, 10:00 pm
We were joined by Terrence Burek, senior counsel, neurology & immunology at EMD Serono, and Morgan Lewis partner Scott Memmott, who highlighted specific compliance risk areas for healthcare professionals (HCPs), as well as permissible interactions with pharmaceutical and medical device manufacturers and contracting/risk mitigation best practices. [read post]