Search for: "Scott Morgan" Results 101 - 120 of 677
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28 Dec 2020, 1:55 pm by Silver Law Group
His previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of Frisco, TX, Morgan Stanley Smith Barney (CRD#:149777) and Morgan Stanley & Co. [read post]
28 Dec 2020, 6:49 am by Silver Law Group
However, as Scott Silver told DBR “There are thousands of whistleblower claims filed annually. [read post]
17 Dec 2020, 11:35 am by Astarita
A former South Florida Morgan Stanley Smith Barney broker’s decision to blow the whistle on alleged misconduct has resulted in an almost $1.8 million award from the Securities and Exchange Commission, which said the complaint helped uncover crucial evidence and claw back millions for investors.Represented by James Sallah of Sallah Astarita & Cox, LLC and Scott Silver of Silver Law Group the complaint revolved around a foreign currency trading program called “CitiFX… [read post]
16 Dec 2020, 11:29 am by hennessey_dev
We are excited to announce that Sarah Morris and Morgan McFall, provisional attorneys at Bader Scott, passed the Georgia Bar Exam. [read post]
8 Dec 2020, 11:03 am by Jim Walker
Photo credit: James D Morgan/Getty Images via the Guardian [read post]
20 Nov 2020, 8:34 am by Silver Law Group
Morgan Securities LLC   Scott Snelling   Kestra Investment Services, LLC   National Planning Corporation FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. [read post]
23 Oct 2020, 8:03 am by Silver Law Group
  Joseph Stone Capital LLC   Windsor Street Capital, LP   Scott Whittemore   Wells Fargo Clearing Services, LLC   Morgan Stanley Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
16 Oct 2020, 6:41 am by Hedge Fund Lawyer
October 16, 2020 Clients, Friends, Associates: We hope you have had an enjoyable summer. [read post]
30 Sep 2020, 8:10 am by Jonathan Bailey
This drew the attention of various celebrities including Lord Sugar and Piers Morgan, who spoke in favor of the service. [read post]
20 Sep 2020, 1:57 am by Alan Rosca
Gunnip was registered with Morgan Stanley DW starting March 1996 until April 2007, when he began his employment with Morgan Stanley & Co. [read post]
20 Sep 2020, 1:57 am by Alan Rosca
Gunnip was registered with Morgan Stanley DW starting March 1996 until April 2007, when he began his employment with Morgan Stanley & Co. [read post]
17 Sep 2020, 2:40 pm by Bridget Crawford
Below the fold are the results of the 2020-2021 Law Professor Twitter Census. [read post]
15 Sep 2020, 1:11 pm by Silver Law Group
Apostolos Pitsironis (CRD#: 2804907) is a former registered broker and investment advisor whose last employer was Janney Montgomery Scott LLC (CRD#:463) of Montgomery, NY. [read post]
3 Sep 2020, 8:21 am by Silver Law Group
  Cindy Fuzie   Morgan Stanley   MML Investors Services, LLC   Michael Garris   Wells Fargo Clearing Services, LLC   Morgan Stanley Smith Barney   Rajesh Gupta   Morgan Stanley Smith Barney   JP Morgan Securities LLC   James McEnerney, Jr. [read post]
26 Aug 2020, 9:13 am by Silver Law Group
If you have investment losses with Michael Carter or Morgan Stanley, contact Scott Silver of the Silver Law Group at ssilver@silverlaw.com or toll free at (800) 975-4345 for a no-cost consultation to discuss recovering your losses. [read post]
21 Aug 2020, 6:06 am
Ellerman, Pay Governance LLC, on Sunday, August 16, 2020 Tags: Boards of Directors, Compensation committees, Executive Compensation, Firm performance, Incentives, Long-Term value, Management, Performance measures Update on Special Purpose Acquisition Companies Posted by Ramey Layne, Brenda Lenahan and Sarah Morgan, Vinson & Elkins LLP, on Monday, August 17, 2020 Tags: Acquisition agreements, Acquisitions, Capital… [read post]
10 Aug 2020, 9:15 am by Adam Faderewski
• Lauren Morgan, 29, of Houston, died April 9, 2020. [read post]