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15 May 2020, 9:05 pm by Jamison Chung
In an essay published in The Regulatory Review, editor Larissa Morgan discusses how the United States is simultaneously confronting two unprecedented health care crises: the opioid epidemic and the coronavirus pandemic. [read post]
12 May 2020, 3:14 pm by Patricia Hughes
Addicted as I am to tv dramas (and sometimes comedies) about the law, I’ve been watching All Rise. [read post]
8 May 2020, 9:47 am by Silver Law Group
  Christian Evans   Morgan Stanley   Highland Capital Funds Distributor, Inc. [read post]
8 May 2020, 7:33 am by Silver Law Group
Prior to joining FSC Securities Corporation, Fox was registered with Morgan Stanley and Janney Montgomery Scott LLC. [read post]
9 Apr 2020, 2:56 pm by Bob Ambrogi
Scott Dorsey, co-founder and former CEO of ExactTarget, and now managing partner of the venture studio High Alpha. [read post]
13 Mar 2020, 1:51 pm by Silver Law Group
Morgan, Credit Suisse, Bank of America Merrill Lynch, and Jefferies serving as underwriters for the offering. [read post]
1 Mar 2020, 4:11 am by Nicholas Mosvick
Morgan was married to a free black man, Jerry Morgan, and in 1832 they had moved across the border from Maryland to Pennsylvania. [read post]
24 Jan 2020, 7:33 am by Immigration Prof
Rodney Scott will take over for Carla Provost, who is retiring, according to an announcement obtained Friday by The Associated Press from Mark Morgan, acting head of... [read post]
The ex-registered representative, who was fired from Janney Montgomery Scott early last year, is accused of potentially converting and/or misappropriating an elderly client’s funds while he was at Morgan Stanley. [read post]
6 Jan 2020, 8:30 am by Silver Law Group
If you have investment losses with Ken Kavanagh or Morgan Stanley, please contact Scott Silver of the Silver Law Group for a free consultation at ssilver@silverlaw.com or toll free at (800) 975-4345 to discuss options to recover your losses through FINRA arbitration. [read post]
30 Dec 2019, 3:02 am by Walter Olson
” [Cato Daily Podcast with Caleb Brown and Scott Blackburn of the Institute for Free Speech on SHIELD Act] “Everyone always talks about how much money there is in politics. [read post]
25 Dec 2019, 9:06 pm by Series of Essays
” But Scott Gottlieb, the Commissioner of the U.S. [read post]
22 Dec 2019, 4:48 am by Fred Rocafort
“Hong Kong has almost 600 stockbrokerages and 164 licensed banks, including 70 of the world’s largest players such as HSBC, JPMorgan Chase, Morgan Stanley, Goldman Sachs. [read post]
6 Dec 2019, 3:00 am by Jim Sedor
Hunter Enters Plea in Federal Campaign Finance Case, Telling Judge, ‘Guilty’ San Diego Union-Tribune – Morgan Cook, Kristina Davis, and Jeff McDonald | Published: 12/3/2019 U.S. [read post]
26 Nov 2019, 7:44 am by Silver Law Group
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Ajayi, Emmanuel   JP Morgan Securites LLC   HSBC Securities (USA) Inc   Arts, Christopher   Scarsdale Equities LLC   Leeb Brokerage Services  … [read post]
14 Nov 2019, 3:14 pm by Lax & Neville LLP
According to a Complaint filed by Janney Montgomery Scott (“Janney”) in the Eastern District of Pennsylvania, financial advisor Jordan Braunstein (“Braunstein”) left with firm client data and violated the restrictive covenants in his contracts. [read post]