Search for: "Scott Morgan"
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22 Dec 2019, 4:48 am
“Hong Kong has almost 600 stockbrokerages and 164 licensed banks, including 70 of the world’s largest players such as HSBC, JPMorgan Chase, Morgan Stanley, Goldman Sachs. [read post]
6 Dec 2019, 3:00 am
Hunter Enters Plea in Federal Campaign Finance Case, Telling Judge, ‘Guilty’ San Diego Union-Tribune – Morgan Cook, Kristina Davis, and Jeff McDonald | Published: 12/3/2019 U.S. [read post]
26 Nov 2019, 7:44 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ajayi, Emmanuel JP Morgan Securites LLC HSBC Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage Services … [read post]
14 Nov 2019, 3:14 pm
According to a Complaint filed by Janney Montgomery Scott (“Janney”) in the Eastern District of Pennsylvania, financial advisor Jordan Braunstein (“Braunstein”) left with firm client data and violated the restrictive covenants in his contracts. [read post]
11 Nov 2019, 5:00 am
Morgan (in which I was the defense counsel). [read post]
18 Oct 2019, 3:00 am
Key Findings Advances in technology have enabled workers to connect with customers via online platform applications for work ranging from ridesharing to home repair services. [read post]
19 Sep 2019, 11:20 am
Financial Advisor Scott Gunnip, Morgan Stanley in South Lake, Texas Are you concerned about investments with Scott Gunnip in South Lake, Texas? [read post]
13 Sep 2019, 7:25 am
Below the fold are the results of the 2019-2020 Law Professor Twitter Census. [read post]
24 Aug 2019, 6:30 am
This event is closed to the public.Student Presenters:Jonathon Booth, Harvard University (jonathonbooth@g.harvard.edu) The Birth of Policing in Post-Emancipation JamaicaLauren Feldman, Johns Hopkins University (lauren.feldman@jhu.edu) Constructing Legal Matrimony and the State in New York and the United States: Debating New York's Marriage Act of 1827 and its EffectsJamie Grischkan, Boston University (jgrisch@bu.edu) Banking, Law, and American Liberalism: The Rise and… [read post]
21 Aug 2019, 1:09 pm
Student Presenters: Jonathon Booth, Harvard University (jonathonbooth@g.harvard.edu)The Birth of Policing in Post-Emancipation JamaicaLauren Feldman, Johns Hopkins University (Lauren.feldman@jhu.edu)Constructing Legal Matrimony and the State in New York and the United States: Debating New York’s Marriage Act of 1827 and its EffectsJamie Grischkan, Boston University (jgrisch@bu.edu)Banking, Law, and American Liberalism: The Rise and Regulation of Bank Holding Companies in the Twentieth… [read post]
15 Aug 2019, 11:24 pm
Question Raised: Which Way Did the Money Flow? [read post]
9 Aug 2019, 3:00 am
House Democrats File Lawsuit to Enforce Subpoena Against McGahn The Hill – Olivia Beavers, Jacqueline Thomsen, and Morgan Chalfant | Published: 8/7/2019 House Judiciary Committee Chairperson Jerrold Nadler filed a civil lawsuit to enforce a subpoena for testimony from Don McGahn, the former White House counsel who at the Trump administration’s direction defied lawmakers’ request to appear before the committee. [read post]
2 Aug 2019, 3:00 am
National/Federal Ex-McConnell Staffers Lobbied on Russian-Backed Kentucky Project Politico – Natasha Bertrand and Theodoric Meyer | Published: 7/31/2019 Two former top staffers to Senate Majority Leader Mitch McConnell have lobbied Congress and the Treasury Department on the development of a new Kentucky aluminum mill backed by the Russian aluminum giant Rusal, according to a new lobbying disclosure. [read post]
11 Jul 2019, 8:00 am
Key Findings Twenty-three states and the District of Columbia had notable tax changes take effect on July 1, 2019. [read post]
30 Jun 2019, 4:07 pm
Himsworth Scott Insights had a piece on the danger of “deepfake” technology and the possible remedies for the victims. [read post]
25 Jun 2019, 10:25 am
On June 25, 2019, Illinois Governor JB Pritzker made good on his campaign promise to sign an adult-use marijuana law. [read post]
16 Jun 2019, 4:34 pm
On the same day Warby j heard applications in Advertising Standards Authority v Mitchell and in Stunt v Associated Newspapers and the case of Morgan v Times Newspapers was mentioned before Soole J. [read post]
8 Jun 2019, 1:22 am
Open justice v parental protectiveness The court considered the matter against the baseline principle of open justice laid down by the House of Lords (then the highest court in the land) in the case of Scott v Scott [1913] AC 417. [read post]
27 May 2019, 6:17 am
Morgan, 2019 WL 1930764 (N.D. [read post]
23 May 2019, 7:36 am
Cole Financial, Inc Morgan Stanley Donato, Scott Morgan Stanley Flaningan, Joel NYLife Securities LLC Synergy Investment Services LLC Johnson, Anthony Marnelego, Christopher First Standard Financial Company LLC Merriman Capital, Inc Ness, Valerie Norris, Timothy BMO Harris Financial Advisors, Inc HarrisDirect LLC Tudor, Mark Raymond James Financial Services,… [read post]
