Search for: "Securites and Exchange Commission"
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3 Jun 2023, 12:13 pm
Securites and Exchange Commission (SEC) on April 12. [read post]
9 Apr 2010, 1:32 pm
Securities and Exchange Commission (SEC) announced proposals to revise the rules respecting asset-backed securities in order to "better protect investors in the securitization market. [read post]
16 Jan 2012, 3:22 pm
The success of the proposed regulations will thus partially rely on the Commission's interpretation of Section 3(a)(77). [read post]
21 Feb 2008, 10:07 pm
The Securities and Exchange Commission is conducting three dozen open investigations into misconduct in the subprime mortgage industry. [read post]
9 Sep 2014, 6:07 am
Securities and Exchange Commission. [read post]
30 Jan 2023, 10:00 pm
More than a decade after its initial proposal, the US Securities and Exchange Commission (SEC) has re-proposed a new rule under the Securities Act of 1933, as amended (the Securities Act), prohibiting material conflicts of interest in asset-backed securities (ABS) transactions, as required by Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act). [read post]
30 Jan 2023, 10:00 pm
More than a decade after its initial proposal, the US Securities and Exchange Commission (SEC) has re-proposed a new rule under the Securities Act of 1933, as amended (the Securities Act), prohibiting material conflicts of interest in asset-backed securities (ABS) transactions, as required by Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act). [read post]
30 Jan 2023, 10:00 pm
More than a decade after its initial proposal, the US Securities and Exchange Commission (SEC) has re-proposed a new rule under the Securities Act of 1933, as amended (the Securities Act), prohibiting material conflicts of interest in asset-backed securities (ABS) transactions, as required by Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act). [read post]
30 Jan 2023, 10:00 pm
More than a decade after its initial proposal, the US Securities and Exchange Commission (SEC) has re-proposed a new rule under the Securities Act of 1933, as amended (the Securities Act), prohibiting material conflicts of interest in asset-backed securities (ABS) transactions, as required by Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act). [read post]
30 Jan 2023, 10:00 pm
More than a decade after its initial proposal, the US Securities and Exchange Commission (SEC) has re-proposed a new rule under the Securities Act of 1933, as amended (the Securities Act), prohibiting material conflicts of interest in asset-backed securities (ABS) transactions, as required by Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act). [read post]
30 Jan 2023, 10:00 pm
More than a decade after its initial proposal, the US Securities and Exchange Commission (SEC) has re-proposed a new rule under the Securities Act of 1933, as amended (the Securities Act), prohibiting material conflicts of interest in asset-backed securities (ABS) transactions, as required by Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act). [read post]
27 Sep 2009, 9:56 am
Life settlements, also known as viaticals, are not securities, but they do fall under the purview of the Securities and Exchange Commission when they are pooled and put up for sale in the capital markets. [read post]
15 Jun 2021, 8:49 am
Securities and Exchange Commission’s Division of Trading and Markets. [read post]
11 Aug 2022, 11:27 am
Angel Oak Capital Advisors to pay $1.75 Million in Civil Penalties According to a press release, on Aug. 10, 2022 the Securities and Exchange Commission charged Angel Oak Capital Advisors, LLC and its portfolio manager for allegedly misleading investors about the firm’s fix-and-flip loan securitization’s delinquency rates. [read post]
16 Nov 2014, 6:00 am
The section 941 requirements were intended to ensure that securitizers generally have “skin in the game” with respect to securitized loans and other assets. [read post]
11 Nov 2009, 10:07 am
Also, the regulations must allocate the risk retention obligations between a securitizer and an originator in the case of a securitizer that purchases assets from an originator, as the federal banking agencies and the Commission jointly determine appropriate. [read post]
11 Nov 2013, 12:45 pm
On November 6, Wells Fargo & Co. disclosed in a regulatory filing with the Securities and Exchange Commission that it settled claims by the Federal Housing Finance Agency (acting as conservator to Fannie Mae and Freddie Mac) against it for approximately $335 million. [read post]
19 Apr 2010, 7:35 am
The Securities and Exchange (SEC), the United States Senate Special Committee on Aging Life Settlements, among other Congressional committees, and federal and state agencies throughout the country have intensified their inquiries on life settlements and the way insurance companies are pricing premiums as a result of the life settlement securitization asset valuations. [read post]
19 Apr 2010, 7:35 am
The Securities and Exchange (SEC), the United States Senate Special Committee on Aging Life Settlements, among other Congressional committees, and federal and state agencies throughout the country have intensified their inquiries on life settlements and the way insurance companies are pricing premiums as a result of the life settlement securitization asset valuations. [read post]
20 Sep 2011, 5:00 am
It then leaves it up to the Securities and Exchange Commission to issue rules for the purpose of implementing this new prohibition. [read post]
