Search for: "Securities and Exchange Commission" Results 1 - 20 of 23,927
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
27 Feb 2019, 9:51 am by afruland
Vanessa Countryman, '05:Named Acting Secretary at the Securities and Exchange Commission US Securities and Exchange Commission [read post]
3 Dec 2021, 12:37 pm by Silver Law Group
The post Securities And Exchange Commission Investigating GWG L Bonds appeared first on Securities Arbitration Lawyers Blog. [read post]
13 May 2021, 1:35 pm by jeffreynewmanadmin
  The larger award […] The post Securities and Exchange Commission awards $22 million to two whistleblowers for revealing securities violations appeared first on Newman & Shapiro. [read post]
6 Aug 2014, 11:31 am by Laura Orr
From Gallagher Blogs: “History of Securities Regulation: Check out the Securities and Exchange Commission Historical Society, a virtual museum with lots of fascinating content: a timeline, original documents, oral histories, and more…. [read post]
6 Aug 2014, 11:31 am by Laura Orr
From Gallagher Blogs: “History of Securities Regulation: Check out the Securities and Exchange Commission Historical Society, a virtual museum with lots of fascinating content: a timeline, original documents, oral histories, and more…. [read post]
31 Mar 2021, 12:55 pm by jeffreynewmanadmin
The Securities and Exchange Commission (SEC) has filed a civil suit against New Hampshire firm LBRY saying it “failure to register an offering of securities. [read post]
27 Aug 2022, 6:44 am by jeffreynewmanadmin
The Securities and Exchange Commission has added two amendments to its whistleblower program. [read post]
3 Jan 2011, 8:16 pm
The Securities and Exchange Commission (SEC) has delivered another round of subpoenas to the major banks and mortgage servicers. [read post]
9 Feb 2010, 4:18 am by Scott Deatherage
The Securities and Exchange Commission (“SEC”) issued an interpretive release on February 2, 2010, entitled Commission Guidance Regarding Disclosure Related to Climate Change. [read post]
22 Jun 2020, 12:09 pm by Astarita
The Securities and Exchange Commission and the Department of Justice’s Antitrust Division have signed an interagency Memorandum of Understanding (MOU) to foster cooperation and communication between the agencies with the aim of enhancing competition in…Read the Full Press ReleaseHave a securities law question? [read post]
26 Apr 2007, 8:57 am
I have written a paper on the role of the Securities and Exchange Commission in the corporate governance process. [read post]
20 Apr 2021, 4:27 pm by Sabrina I. Pacifici
CRS report – Climate Change Risk Disclosures and the Securities and Exchange Commission, April 20 2021: “Potential risks to the U.S. financial system from climate change have attracted growing attention in government, academia, and media, raising questions about the roles of financial regulators in addressing such risks. [read post]
4 Jan 2017, 2:16 pm by Michael Simkovic
President-elect Trump intends to nominate Sullivan & Cromwell partner Jay Clayton to head the Securities and Exchange Commission according to reports by the Financial Times... [read post]
3 Aug 2017, 6:06 am by Ernest Holtzheimer
The post Securities and Exchange Commission Addresses Virtual Currencies and Blockchain Technology appeared first on Private Business Counsel. [read post]
27 Aug 2020, 9:33 am by Pasha Law PC
The "accredited investor" title is required to participate in certain private capital markets, and the more inclusive definition is expected to expand the pool of […] The post The Securities and Exchange Commission Updates Definition of “Accredited Investor” appeared first on Pasha Law PC. [read post]
27 Oct 2016, 7:02 pm by Steve Bainbridge
Walter Olson: The Securities and Exchange Commission has settled an enforcement action against Forcerank, LLC, a provider of a mobile phone game that enables players to engage in fantasy stock... [[ This is a content summary only. [read post]