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26 Feb 2018, 4:32 am by Edith Roberts
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission, calling the outcome “a double-edged sword for employers. [read post]
10 Jul 2007, 3:28 pm
., THE HAYES LAW FIRM, On July 9, 2007, the Securities Exchange Commission (SEC) filed securities fraud charges against Darrel and Jack Uselton in the U.S. [read post]
12 Aug 2017, 9:10 pm by Dan Flynn
Disney had to report its payment to the Securities and Exchange Commission (SEC), so we know that much. [read post]
16 Sep 2019, 2:45 am by Liz Dunshee
The Securities and Exchange Commission (SEC) brought an enforcement action against Malouf, and the Tenth Circuit affirmed an administrative law judge’s finding that Malouf had violated Exchange Act Rules 10b-5(a) and (c) and Sections 17(a)(1) and (a)(3) of the Securities Act. [read post]
18 Jul 2008, 8:34 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
23 Aug 2008, 1:23 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
23 May 2014, 5:00 am by Doug Cornelius
Lynch At separate conferences, Securities and Exchange Commission members Kara Stein and Daniel Gallagher called for the agency to provide more clarity, noting many officers fear they will become the subject of an enforcement action. [read post]
12 Dec 2017, 7:41 am by Doug Cornelius
Clearly, the Securities and Exchange Commission is very focused on cybersecurity. [read post]
3 Apr 2009, 5:08 pm
Updated:According to's (NASDAQ: OSTK) proxy statement filed with the Securities and Exchange Commission on Friday, April 2, the company's $1,250,000 payment to terminate a management consulting agreement with Icent LLC, a company headed by departing Board Member James V. [read post]
14 Sep 2011, 2:00 am by Kara OBrien
O’Leary On August 30, 2011, the Securities and Exchange Commission (SEC) announced a settlement with James O’Leary, the former chief financial officer of Beazer Homes USA, to recover approximately $1.4 million in cash bonuses, incentive and equity-based compensation, and profits from his sale of Beazer stock during the period of time that the SEC alleged an individual at Beazer—but not O’Leary—was committing “accounting misconduct. [read post]
11 Nov 2021, 9:03 pm by Laura Welborn
Securities and Exchange Commission approved the Public Company Accounting Oversight Board’s Rule 6100. [read post]
29 Feb 2008, 8:00 am
: (Securing Innovation),Mike Masnick on IP: (Patent Troll Tracker),Trifurcation and IP valuation: (IP finance),Jordan Hatcher article ‘Implementing open data: the open data commons project’: (,Online markets and IP trading exchanges: (IP finance),INTERPOL announces an international IP crime database: (Class 46), (Spicy IP),New free IP database: WIPO magazine launched! [read post]
7 Dec 2021, 6:28 am by rainey Reitman
Suffice it to say that you know a lot about this stuff, and off the top, you told us a story about walking past a bridal shop, doing a good deed by locking the door and then never hearing back. [read post]
9 Aug 2011, 12:47 am by Melina Padron
In the courts: BB, R (on the application of) v Special Immigration Appeals Commission & Anor [2011] EWCA Civ 2129 (02 August 2011) ??? [read post]
18 Aug 2015, 7:52 pm by Cynthia Marcotte Stamer
  The EEOC’s Strategic Enforcement Plan includes eliminating class-based and other recruitment and hiring practices that discriminate against people with disabilities and other classes protected under federal employment discrimination laws among its top six national priorities. [read post]