Search for: "Securities & Exchange Commission v. Topping"
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28 Oct 2013, 9:16 am
v=cyJ_OcyYqZY, last accessed on October 14, 2013). [read post]
1 Jul 2023, 6:44 pm
The authority of the President, the State Council, the Central Military Commission, and the Ministry of Foreign Affairs are described generally. [read post]
29 Jun 2022, 4:29 am
GLOBAL DEVELOPMENTS – COLOMBIA TRUTH COMMISSION Yesterday a Colombian government-appointed truth commission released its report examining Colombia’s 58-year civil war. [read post]
17 Jan 2018, 8:51 am
(Texas’ two state-on-top appeals concerning its congressional and statehouse voting districts were consolidated.) [read post]
22 Apr 2024, 1:11 pm
In connection with private equity-backed public offerings, the sponsoring firm and its principals and affiliated funds are routinely named as defendants in such lawsuits—both as primary actors under Section (10)(b) of the Securities and Exchange Act of 1934 and as controlling persons under Section 15 of the Securities Act of 1933 and Section 20(a) of the Exchange Act. [read post]
19 Apr 2021, 9:22 am
In SEC v. [read post]
30 May 2008, 9:09 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
26 Feb 2018, 4:32 am
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission, calling the outcome “a double-edged sword for employers. [read post]
13 Oct 2008, 12:12 pm
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
10 Jul 2007, 3:28 pm
., lmelton@dhayeslaw.com THE HAYES LAW FIRM, www.dhayeslaw.com On July 9, 2007, the Securities Exchange Commission (SEC) filed securities fraud charges against Darrel and Jack Uselton in the U.S. [read post]
12 Aug 2017, 9:10 pm
Disney had to report its payment to the Securities and Exchange Commission (SEC), so we know that much. [read post]
18 Jul 2008, 8:34 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
16 Sep 2019, 2:45 am
The Securities and Exchange Commission (SEC) brought an enforcement action against Malouf, and the Tenth Circuit affirmed an administrative law judge’s finding that Malouf had violated Exchange Act Rules 10b-5(a) and (c) and Sections 17(a)(1) and (a)(3) of the Securities Act. [read post]
15 Jul 2022, 4:00 am
Supreme Court’s reversal of Roe v. [read post]
23 Aug 2008, 1:23 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
2 Mar 2015, 10:19 am
In EEOC v. [read post]
12 Dec 2017, 7:41 am
Clearly, the Securities and Exchange Commission is very focused on cybersecurity. [read post]
23 May 2014, 5:00 am
Lynch At separate conferences, Securities and Exchange Commission members Kara Stein and Daniel Gallagher called for the agency to provide more clarity, noting many officers fear they will become the subject of an enforcement action. [read post]
3 Apr 2009, 5:08 pm
Updated:According to Overstock.com's (NASDAQ: OSTK) proxy statement filed with the Securities and Exchange Commission on Friday, April 2, the company's $1,250,000 payment to terminate a management consulting agreement with Icent LLC, a company headed by departing Board Member James V. [read post]
19 Oct 2021, 10:10 am
Jan. 27, 2016); Bartnett v. [read post]
