Search for: "Securities & Exchange Commission v. Topping"
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21 Jul 2023, 7:53 am
The average timeline for a directive to become EU Law from Commission proposal stage (if adopted) is eighteen months. [read post]
14 Sep 2011, 2:00 am
O’Leary On August 30, 2011, the Securities and Exchange Commission (SEC) announced a settlement with James O’Leary, the former chief financial officer of Beazer Homes USA, to recover approximately $1.4 million in cash bonuses, incentive and equity-based compensation, and profits from his sale of Beazer stock during the period of time that the SEC alleged an individual at Beazer—but not O’Leary—was committing “accounting misconduct. [read post]
11 Nov 2021, 9:03 pm
Securities and Exchange Commission approved the Public Company Accounting Oversight Board’s Rule 6100. [read post]
29 Feb 2008, 8:00 am
: (Securing Innovation),Mike Masnick on IP: (Patent Troll Tracker),Trifurcation and IP valuation: (IP finance),Jordan Hatcher article ‘Implementing open data: the open data commons project’: (opencontentlawyer.com),Online markets and IP trading exchanges: (IP finance),INTERPOL announces an international IP crime database: (Class 46), (Spicy IP),New free IP database: WIPO magazine launched! [read post]
8 May 2022, 9:05 pm
Securities and Exchange Commission. [read post]
7 Dec 2021, 6:28 am
Suffice it to say that you know a lot about this stuff, and off the top, you told us a story about walking past a bridal shop, doing a good deed by locking the door and then never hearing back. [read post]
9 Aug 2011, 12:47 am
In the courts: BB, R (on the application of) v Special Immigration Appeals Commission & Anor [2011] EWCA Civ 2129 (02 August 2011) ??? [read post]
18 Aug 2015, 7:52 pm
The EEOC’s Strategic Enforcement Plan includes eliminating class-based and other recruitment and hiring practices that discriminate against people with disabilities and other classes protected under federal employment discrimination laws among its top six national priorities. [read post]
22 Jun 2018, 3:31 am
Securities and Exchange Commission, that SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, who have to be appointed by the president, a court or a department head. [read post]
24 Jun 2010, 3:15 pm
In McNally v. [read post]
4 Mar 2024, 5:56 pm
" (NSBA v. [read post]
12 Sep 2022, 5:00 am
Data Protection v. [read post]
9 Feb 2018, 5:06 am
Securities and Exchange Commission, on Wednesday, February 7, 2018 Tags: Blockchain, CFTC, Cryptocurrencies, Exchange Act, Financial technology, ICOs, Innovation, Investor protection, SEC, Securities enforcement, Securities fraud Cryptocurrency 2018 Posted by David E. [read post]
22 Sep 2022, 3:25 am
In its complaint in EEOC v. [read post]
26 Sep 2022, 7:59 pm
District Court for the Southern District of Indiana, Indianapolis Division (EEOC v. [read post]
3 Oct 2022, 5:56 am
Unspoken in this exchange is the failure of the proposed war crimes legislation to include command or superior responsibility liability. [read post]
8 Jan 2018, 2:38 pm
In Tree Top, Inc. v. [read post]
11 Feb 2008, 12:00 am
Lawyer Over Opinion Letter
The Recorder
A California lawyer incurred the Securities and Exchange Commission's ire for an opinion letter that led to a client's pump-and-dump stock scheme. [read post]
27 Apr 2021, 8:28 am
Securities and Exchange Commission (SEC) prosecutors. [read post]
11 Dec 2008, 7:48 am
Declarations filed by the Securities and Exchange Commission in connection with its civil case against Dreier also indicated that some firm attorneys were concerned that escrow accounts, which Dreier controlled, had been depleted. [read post]
