Search for: "Securities & Exchange Commission v. Topping" Results 221 - 240 of 404
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10 Oct 2018, 12:40 pm by Kevin LaCroix
Securities and Exchange Commission (SEC), the federal regulator tasked with policing the disclosures to shareholders by public companies like Google. [read post]
10 Dec 2009, 6:09 am by James Morphy, Sullivan & Cromwell LLP,
" In addition, if a credit rating is used in connection with a Rule 144A offering or other private placement and the privately-offered securities are exchanged shortly thereafter for substantially identical registered securities (i.e. , an "Exxon Capital" or "A/B" exchange offer), the rating would need to be disclosed in the exchange-offer registration statement even if the rating is not otherwise used in connection with that… [read post]
21 Oct 2018, 4:59 pm by INFORRM
The case examines a post made by Musk on social media stating he was considering privatising Tesla and the following investigation by the United States Securities and Exchange Commission. [read post]
13 Oct 2022, 1:55 pm by Kevin LaCroix
Supreme Court’s 2021 decision in Goldman Sachs Group Inc. v. [read post]
14 Nov 2014, 5:42 am by John Elwood
Kalamazoo County Road Commission v. [read post]
15 Jan 2023, 2:35 pm by Rob Robinson
This article explores guidelines from the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) and provides practical strategies for corporations to navigate the investigation process. [read post]
13 Sep 2018, 1:01 pm by Adam Feldman
The firms with multiple wins in this area track closely to the attorneys at the top. [read post]
10 Dec 2019, 9:01 pm by Michael C. Dorf
A similar rationale might be offered for partisan-balance rules applicable to various federal agencies, including the Federal Deposit Insurance Corporation, the Federal Trade Commission, the Securities and Exchange Commission, the Federal Communications Commission, the Commission on Civil Rights, the Federal Energy Regulatory Commission, and the Federal Election Commission.The Third Circuit opinion expressed skepticism about whether… [read post]
12 Feb 2018, 5:00 am by Barry Sookman
Netflix itself regards video piracy (which is predicted to cost over the top streaming services more than USD$50B between 2016 and 2022) as one of its biggest competitors.[9] Netlflix’s concerns about copyright piracy are backed by studies on video streaming that show that programs are accessed more frequently from illegal rather than from paid legal sources. [read post]
29 Jun 2018, 4:17 am by Edith Roberts
Securities and Exchange Commission, in which the court invalidated the appointments of the SEC’s administrative law judges, concluding that“in the near term the SEC (and perhaps other agencies) will have to redo a series of (in some cases fairly old) administrative cases, potentially straining resources and possibly prompting the agency to tap other ALJs. [read post]
12 Mar 2018, 12:42 am by Kevin LaCroix
Securities and Exchange Commission (“SEC”) issued further interpretive guidance to assist public companies in preparing disclosures about cybersecurity risks and incidents (the “2018 SEC Guidance”). [read post]
1 Feb 2008, 12:00 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
27 Jun 2017, 12:59 pm by Jonathan H. Adler
Another case likely to reach the court next term concerns the constitutionality of the Securities and Exchange Commission’s administrative law judges. [read post]
30 Mar 2007, 1:10 am
Securities and Exchange Commission filed a civil complaint on Wednesday that alleges two former in-house lawyers at Houston-based Enron Corp. violated federal securities laws by misrepresenting and omitting material information from Enron's public securities filings. [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
We are therefore seeing more ESG-focused securities litigation in the pipeline for these reasons. [read post]
29 Jun 2015, 11:21 am by Quinta Jurecic , Staley Smith
Paul posted about how the Supreme Court’s recent decision in City of Los Angeles v. [read post]
20 Mar 2018, 1:16 pm by Andrew Keane Woods
(Indeed, the Ninth Circuit recently held in Oracle v. [read post]
13 Dec 2023, 4:54 am by Beatrice Yahia
A U.N. commission of inquiry already examining war crimes in Israel and the occupied Palestinian territories said its investigation would probe accusations of sexual violence and provide evidence to the International Criminal Court, although Israel has refused to cooperate with such investigation as it accuses the U.N. of being bias. [read post]