Search for: "Securities & Exchange Commission v. Topping"
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26 Feb 2016, 11:24 am
” This flurry of diplomatic exchanges set the stage for PRC Foreign Minister Wang Yi’s previously schedule visit to Washington. [read post]
22 Jan 2016, 6:19 am
The Securities and Exchange Commission (SEC) found former State Street Vice President Vincent DeBaggis entered into an agreement with Amer Ahmad, then Ohio deputy treasurer, to make illegal cash payments and political contributions. [read post]
14 Jan 2016, 5:10 pm
In 2015, proxy access, shareholder activism and newly adopted or proposed rules from the Securities Exchange Commission were some of the big-ticket items. [read post]
13 Jan 2016, 5:05 pm
The government response was the enactment of the Securities and Exchange Act of 1934, which created the Securities and Exchange Commission (SEC) and made financial reporting obligatory for public corporations. [read post]
4 Jan 2016, 4:08 pm
The list of the Top Ten D&O Stories of 2015 is set out below with an eye toward these future possibilities. [read post]
8 Dec 2015, 1:58 pm
The Security Council has not ta [read post]
24 Nov 2015, 1:21 pm
Dax White is the managing partner of the White Law Group, a national securities fraud, securities arbitration and investor protection law firm with at offices in Chicago, Illinois and Vero Beach, Florida. [read post]
6 Nov 2015, 6:14 am
He is charged with taking official actions on behalf of several companies in exchange for payments to his son. [read post]
28 Sep 2015, 2:10 pm
See Record number of federal wage and hour lawsuits filed under the Fair Labor Standards Act; Wage and Hour Claims Among Top Threats to U.S. [read post]
20 Aug 2015, 7:11 am
Dax White is the managing partner of the White Law Group, a national securities, fraud securities, arbitration, and investor protection law firm. [read post]
18 Aug 2015, 7:52 pm
The EEOC’s Strategic Enforcement Plan includes eliminating class-based and other recruitment and hiring practices that discriminate against people with disabilities and other classes protected under federal employment discrimination laws among its top six national priorities. [read post]
6 Aug 2015, 1:59 pm
On August 4, 2015 the Securities and Exchange Commission issued interpretive guidance elaborating its view that the anti-retaliation provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act apply equally to tipsters who claim retaliation after reporting internally, as well as those who are retaliated against after reporting information to the SEC. [read post]
2 Aug 2015, 5:10 pm
The ADS investors asserted claims under both the Securities Exchange Act of 1934 and the Securities Act of 1933. [read post]
15 Jul 2015, 8:00 pm
Iran and the P5+1 (US, France, Germany, UK, China, Russia and the EU) have been negotiating at breakneck speed, and understandably, making the text clear and user-friendly was not a top-priority for any of the negotiators. [read post]
13 Jul 2015, 11:45 am
Greek Prime Minister Alexis Tsipras acceded to European demands that Greece accept strict austerity measures in exchange for yet another bailout. [read post]
30 Jun 2015, 2:43 pm
The FLSA currently requires that covered employees be paid at least the federal minimum wage of $7.25 for all hours worked, plus time and one-half their regular rates, including commissions, bonuses and incentive pay, for hours worked beyond 40 per week. [read post]
29 Jun 2015, 11:21 am
Paul posted about how the Supreme Court’s recent decision in City of Los Angeles v. [read post]
4 Jun 2015, 5:00 am
With two recent fraud cases, the Securities and Exchange Commission issued a new Investor Alert: Beware of False or Exaggerated Credentials. [read post]
2 Mar 2015, 10:19 am
In EEOC v. [read post]
25 Feb 2015, 7:10 am
While I do not believe the Department of Justice (DOJ) or Securities and Exchange Commission (SEC) will be sympathetic to some unsubstantiated claim along the lines of ‘I did my best with what I had’; they also made clear in the FCPA Guidance that “An effective compliance program promotes “an organizational culture that encourages ethical conduct and a commitment to compliance with the law. [read post]
