Search for: "Securities & Exchange Commission v. Topping"
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6 Nov 2015, 6:14 am
He is charged with taking official actions on behalf of several companies in exchange for payments to his son. [read post]
28 Sep 2015, 2:10 pm
See Record number of federal wage and hour lawsuits filed under the Fair Labor Standards Act; Wage and Hour Claims Among Top Threats to U.S. [read post]
18 Aug 2015, 7:52 pm
The EEOC’s Strategic Enforcement Plan includes eliminating class-based and other recruitment and hiring practices that discriminate against people with disabilities and other classes protected under federal employment discrimination laws among its top six national priorities. [read post]
6 Aug 2015, 1:59 pm
On August 4, 2015 the Securities and Exchange Commission issued interpretive guidance elaborating its view that the anti-retaliation provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act apply equally to tipsters who claim retaliation after reporting internally, as well as those who are retaliated against after reporting information to the SEC. [read post]
2 Aug 2015, 5:10 pm
The ADS investors asserted claims under both the Securities Exchange Act of 1934 and the Securities Act of 1933. [read post]
30 Jun 2015, 2:43 pm
The FLSA currently requires that covered employees be paid at least the federal minimum wage of $7.25 for all hours worked, plus time and one-half their regular rates, including commissions, bonuses and incentive pay, for hours worked beyond 40 per week. [read post]
2 Mar 2015, 10:19 am
In EEOC v. [read post]
25 Feb 2015, 7:10 am
While I do not believe the Department of Justice (DOJ) or Securities and Exchange Commission (SEC) will be sympathetic to some unsubstantiated claim along the lines of ‘I did my best with what I had’; they also made clear in the FCPA Guidance that “An effective compliance program promotes “an organizational culture that encourages ethical conduct and a commitment to compliance with the law. [read post]
25 Feb 2015, 7:10 am
While I do not believe the Department of Justice (DOJ) or Securities and Exchange Commission (SEC) will be sympathetic to some unsubstantiated claim along the lines of ‘I did my best with what I had’; they also made clear in the FCPA Guidance that “An effective compliance program promotes “an organizational culture that encourages ethical conduct and a commitment to compliance with the law. [read post]
24 Feb 2015, 5:04 pm
Securities and Exchange Commission leadership and staff members addressed the public on February 20-21 at the annual “SEC Speaks” conference in Washington, D.C. [read post]
17 Feb 2015, 7:52 am
The Securities and Exchange Commission also announced in April that it would conduct over 50 cybersecurity examinations of publicly traded companies. [read post]
26 Jan 2015, 1:12 pm
Referring to counter-terrorism cases and relevant public protocols in the UK, his presentation demonstrated the complexity of state secrets, the supervision of security intelligence agencies, and the tension between human rights and national security. [read post]
6 Jan 2015, 4:14 am
As noted here, the company is already the target of a Federal Trade Commission enforcement action in connection with the breaches. [read post]
5 Jan 2015, 3:31 pm
Managers that participate in soft dollar programs should make sure that they have addressed any commission balances from the previous year. [read post]
28 Dec 2014, 9:30 pm
Securities and Exchange Commission recently adopted a final rule designed to reduce the risk of a run on money market funds and to limit potential contagion if a run does occur. [read post]
9 Dec 2014, 10:38 am
With all of the high profile data breaches that have taken place in recent months, cyber security is a critical topic at the top of just about everyone’s agenda. [read post]
14 Nov 2014, 5:42 am
Kalamazoo County Road Commission v. [read post]
16 Oct 2014, 7:57 am
Kalamazoo County Road Commission v. [read post]
23 Sep 2014, 1:10 pm
The Dodd-Frank Act prohibits employers from retaliating against employees who act as whistleblowers by providing information related to a violation of the securities laws to the Securities and Exchange Commission (SEC) in a manner established by the SEC. [read post]
1 Sep 2014, 9:23 pm
Esther Salas, in The Federal Trade Commission, Plaintiff, v. [read post]
