Search for: "Securities & Exchange Commission v. Topping" Results 261 - 280 of 362
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6 Oct 2016, 9:30 pm by Justin Daniel
The Securities and Exchange Commission (SEC) announced that Credit Suisse AG agreed to pay a $90 million fine to settle charges that it misrepresented the methodology it used to determine an important wealth management performance metric. [read post]
31 Dec 2019, 8:13 am by CFM Admin
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
3 Jul 2013, 2:55 pm by nedaj
A recent case from the California Court of Appeals, Lloyd v. [read post]
4 May 2023, 9:31 pm by Zoe Stern
Securities and Exchange Commission to reassess existing exemptions and to collect more data on private markets before exempting additional companies from public disclosure requirements. [read post]
31 May 2022, 6:06 am by Chile Eboe-Osuji
“Replacement Theory” and the Genocide Worry In May 2022, a white supremacist with an assault rifle opened fire in a Tops Supermarket that served a predominantly Black neighbourhood of Buffalo, New York. [read post]
5 Jun 2022, 4:26 pm by INFORRM
DLA Piper has provided a summary of the 5 things you need to know about the EU Commission’s draft Regulation on the European Health Data Space. [read post]
12 Jun 2019, 6:38 am by Kristian Soltes
Securities and Exchange Commission’s (the “SEC”) recently filed complaint against Kik Interactive Inc. [read post]
2 Jan 2012, 4:17 pm
Lincoln is quickly dubbed “Bush v. [read post]
2 Feb 2010, 8:12 am by Joe Koncelik
  The Securities and Exchange Commission (SEC) has issued guidance telling companies they must disclosure risks to investors related to the company's exposure to effects of climate change and potential regulations. [read post]
29 Dec 2021, 12:00 pm by Kevin LaCroix
In the US, for example, the Securities and Exchange Commission has flagged it is likely to introduce new rules on climate-risk disclosures for companies in the second half of 2021. [read post]
16 Oct 2014, 7:57 am by John Elwood
Kalamazoo County Road Commission v. [read post]
23 Aug 2024, 1:49 am by INFORRM
In its July 23, 2024, ruling, which Rappler obtained on August 9, 2024, the Court of Appeals Special 7th Division restored Rappler’s license and voided the shutdown order imposed by the Securities and Exchange Commission (SEC) in 2018. [read post]
12 Feb 2025, 2:18 pm by John Kerkhoff
So pursuant to the Securities Exchange Act’s authority over “proxy solicitation[s],” the SEC issued a rule in 2020 that changed when PVABs could be exempt from certain requirements for solicitations. [read post]
14 Jul 2023, 5:42 pm
 Pix Credit here (EU AI Act)It is always interesting to watch the ways in which U.S. and Chinese administrative trajectories respond to similar challenges that move closer to the top of items of regulatory interest to their respective government organs. [read post]
20 Nov 2024, 12:29 pm by Katelynn Minott, CPA & CEO
This might include payments for services rendered, product sales, commission, or tips, to name just a few. [read post]