Search for: "Securities & Exchange Commission v. Topping"
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22 Feb 2023, 5:16 am
(For more on this, see Chambers v. [read post]
5 Sep 2016, 4:52 pm
The first case was heard by the High Court in Bangura v Loughborough University [2016] EWHC 1503 (QB). [read post]
20 Aug 2015, 7:11 am
Dax White is the managing partner of the White Law Group, a national securities, fraud securities, arbitration, and investor protection law firm. [read post]
2 Oct 2023, 9:50 am
Department of Justice and the Federal Trade Commission issued new Draft Merger Guidelines. [read post]
17 Aug 2022, 5:00 am
The Federal Trade Commission (FTC) launched one of the most ambitious rulemakings in agency history Aug. 11, with its 3-2 vote to initiate Advance Notice of Proposed Rulemaking (ANPRM) on commercial surveillance and data security. [read post]
13 Oct 2022, 9:18 am
For the Crown to secure a conviction for possession of stolen property, the actus reus and the mens rea of the offence must be proven beyond a reasonable doubt. [read post]
4 Oct 2011, 3:28 pm
Without the blessing conferred by the auditor’s letter or the rating agency’s evaluation, the corporation will have a more difficult time selling securities or remaining listed on a securities exchange. [read post]
24 Jun 2020, 5:01 am
” In another case, Cernuda v. [read post]
3 Nov 2021, 7:05 am
In a press release issued by the OCC in connection with the Report, Acting Comptroller Hsu characterizes the Report as “identif[ying] the risk of stablecoin runs as the top concern. [read post]
19 Apr 2024, 9:27 am
The Securities and Exchange Commission (“SEC”) approved 11 spot Bitcoin exchange-traded funds (“ETFs”) on January 10, 2024, marking a historic moment in the crypto industry. [read post]
28 Dec 2014, 9:30 pm
Securities and Exchange Commission recently adopted a final rule designed to reduce the risk of a run on money market funds and to limit potential contagion if a run does occur. [read post]
19 Dec 2022, 2:31 am
The top five countries who have detained the most journalists are China (110), Myanmar (62), Iran (47), Vietnam (39) and Belarus (31). [read post]
12 Feb 2019, 11:30 am
Securities and Exchange Commission. [read post]
6 Oct 2016, 9:30 pm
The Securities and Exchange Commission (SEC) announced that Credit Suisse AG agreed to pay a $90 million fine to settle charges that it misrepresented the methodology it used to determine an important wealth management performance metric. [read post]
31 Dec 2019, 8:13 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
16 Nov 2007, 12:02 am
But on Wednesday, the company reported a happy ending: The Securities and Exchange Commission closed its investigation of the company's option practices without taking enforcement action. [read post]
3 Jul 2013, 2:55 pm
A recent case from the California Court of Appeals, Lloyd v. [read post]
4 May 2023, 9:31 pm
Securities and Exchange Commission to reassess existing exemptions and to collect more data on private markets before exempting additional companies from public disclosure requirements. [read post]
28 Feb 2011, 4:19 pm
Network v. [read post]
31 May 2022, 6:06 am
“Replacement Theory” and the Genocide Worry In May 2022, a white supremacist with an assault rifle opened fire in a Tops Supermarket that served a predominantly Black neighbourhood of Buffalo, New York. [read post]
